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Nuveen Variable Rate Preferred & Income Fund
NPFD

Name Holding Trade Value Shares
Change 		Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$35.1M +$9.82M +518,620 +37%
Morgan Stanley
2
Morgan Stanley
New York
$32.9M -$9.6M -506,562 -22%
Wells Fargo
3
Wells Fargo
California
$13.6M +$11.5M +604,824 +433%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$11.7M +$97.8K +5,164 +0.8%
UBS Group
5
UBS Group
Switzerland
$10.7M +$3.39M +179,017 +44%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$9.03M +$489K +25,827 +6%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$6.42M +$35.1K +1,851 +0.5%
Invesco
8
Invesco
Georgia
$6.14M +$304K +16,067 +5%
Pathstone Holdings
9
Pathstone Holdings
New Jersey
$5.51M -$1.85M -97,883 -24%
PCM
10
Penserra Capital Management
California
$4.82M +$337K +17,810 +7%
Cohen & Steers
11
Cohen & Steers
New York
$3.74M +$3.69M +195,000 +1,950%
RC
12
Rareview Capital
Nevada
$3.58M +$316K +16,680 +10%
Stifel Financial
13
Stifel Financial
Missouri
$3.33M +$20.8K +1,098 +0.6%
KIM
14
Karpus Investment Management
New York
$3.04M -$279K -14,720 -8%
CL
15
Choreo LLC
Illinois
$1.73M +$383K +20,221 +27%
First Trust Advisors
16
First Trust Advisors
Illinois
$1.61M +$138K +7,295 +9%
SA
17
Sanctuary Advisors
Indiana
$1.37M -$3.16K -167 -0.2%
IAA
18
Independent Advisor Alliance
North Carolina
$1.17M +$1.21M +63,965 New
SWM
19
Seed Wealth Management
Illinois
$1.12M -$9.47K -500 -0.8%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$846K +$99.8K +5,270 +13%
BI
21
Bramshill Investments
Florida
$719K -$7.9K -417 -1%
WS
22
Wedbush Securities
California
$461K +$27K +1,424 +6%
CCG
23
Catalina Capital Group
California
$429K +$17.8K +940 +4%
CAM
24
Concorde Asset Management
Michigan
$406K +$115K +6,050 +37%
P
25
&Partners
Tennessee
$370K +$79.1K +4,177 +27%
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