Nomura Holdings
97 hedge funds and large institutions have $232M invested in Nomura Holdings in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 49 increasing their positions, 18 reducing their positions, and 12 closing their positions.
172% more repeat investments, than reductions
Existing positions increased: 49 | Existing positions reduced: 18
95% more call options, than puts
Call options by funds: $1.83M | Put options by funds: $942K
17% more capital invested
Capital invested by funds: $198M → $232M (+$33.6M)
0.06% more ownership
Funds ownership: 0.7% → 0.76% (+0.06%)
5% less funds holding
Funds holding: 102 → 97 (-5)
33% less first-time investments, than exits
New positions opened: 8 | Existing positions closed: 12
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RIG
Roosevelt Investment Group
New York
|
+$7.12M |
| 2 |
JP Morgan Chase
New York
|
+$6.11M |
| 3 |
MAA
Managed Account Advisors
Jersey City,
New Jersey
|
+$5.69M |
| 4 |
CM
Castleark Management
Chicago,
Illinois
|
+$2.52M |
| 5 |
Wellington Management Group
Boston,
Massachusetts
|
+$2.21M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CGI
CI Global Investments
Oakland,
California
|
-$6.32M |
| 2 |
IG
ING Group
Amsterdam,
Netherlands
|
-$4.09M |
| 3 |
OAM
Oxford Asset Management
Oxford,
United Kingdom
|
-$3.44M |
| 4 |
Citadel Advisors
Miami,
Florida
|
-$1.95M |
| 5 |
CO
Caldwell & Orkin
Norcross,
Georgia
|
-$1.64M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
PP
101
PDT Partners
New York
| – | -$303K | -40,700 | Closed |
|
|
HI
102
HBK Investments
Dallas,
Texas
| – | -$283K | -38,039 | Closed |
|
|
RFC
103
Russell Frank Company
Seattle,
Washington
| – | -$277K | -37,262 | Closed |
|
|
B
104
Baird
Milwaukee,
Wisconsin
| – | -$221K | -29,767 | Closed |
|
|
SCA
105
SAC Capital Advisors
Stamford,
Connecticut
| – | -$193K | -25,915 | Closed |
|
|
VAM
106
Visium Asset Management
New York
| – | -$149K | -20,000 | Closed |
|
|
QT
107
Quantbot Technologies
New York
| – | -$84K | -11,300 | Closed |
|
108
Acadian Asset Management
Boston,
Massachusetts
| – | -$71K | -9,546 | Closed |
|
NMR Hedge Fund Activity: Q3 2013 in Review
97 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Nomura Holdings (NMR) for Q3 2013, worth a combined $232M — up 17% from $198M a quarter earlier.
Sellers outnumbered buyers: 12 funds closed out of NMR and 8 opened new positions — a net loss of 4 holders — while 18 trimmed existing stakes and 49 added.
The largest buyer was Roosevelt Investment Group, adding an estimated $7.12M. The largest seller was CI Global Investments, exiting entirely with an estimated $6.32M sold.
- 97 institutional investors held Nomura Holdings (NMR) as of Q3 2013, down from 102 in Q2 2013.
- Funds reported $232M of Nomura Holdings stock for Q3 2013, up 17% quarter-over-quarter.
- 8 funds opened new Nomura Holdings positions in Q3 2013 and 12 closed out, a net change of -4 holders.
- The largest Nomura Holdings buyer in Q3 2013 was Roosevelt Investment Group, an estimated $7.12M added.
- The largest Nomura Holdings seller in Q3 2013 was CI Global Investments, an estimated $6.32M sold.
Based on aggregated 13F filings for Q3 2013.