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Nomura Holdings
NMR

90 hedge funds and large institutions have $142M invested in Nomura Holdings in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 31 increasing their positions, 26 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 26

10% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 10

0.01% more ownership

Funds ownership: 0.61% → 0.62% (+0.01%)

0% more funds holding

Funds holding: 90 → 90 (0)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% more call options, than puts

Call options by funds: $59K | Put options by funds: $59K

14% less capital invested

Capital invested by funds: $164M → $142M (-$22.8M)

Holders
90
Holders Change
–
Holders Change %
0%
% of All Funds
2.61%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
11
Increased
31
Reduced
26
Closed
10
Calls
$59K
Puts
$59K
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
TIM
Thornburg Investment Management
New Mexico
+$3.38M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$2.97M
3
Bank of America
Bank of America
North Carolina
+$2.87M
4
MAA
Managed Account Advisors
New Jersey
+$1.96M
5
Goldman Sachs
Goldman Sachs
New York
+$980K

Top Sellers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
-$5.42M
2
Natixis Advisors
Natixis Advisors
Massachusetts
-$2.36M
3
Jane Street
Jane Street
New York
-$437K
4
HJGA
Hardman Johnston Global Advisors
Connecticut
-$375K
5
PRC
Platte River Capital
Colorado
-$282K
Name Holding Trade Value Shares
Change 		Change in
Stake
CTC
76
Central Trust Company
Missouri
$18K +$19.2K +2,980 New
CAW
77
Cornerstone Advisors (Washington)
Washington
$16K – – –
JIC
78
Joel Isaacson & Co
New York
$12K – – –
Nordea Investment Management
79
Nordea Investment Management
Sweden
$12K – – –
LIA
80
LS Investment Advisors
Michigan
$10K – – –
PTC
81
Private Trust Company
Ohio
$6K +$1.28K +199 +25%
NFG
82
Next Financial Group
Texas
$6K +$6.62K +1,029 New
KT
83
Kanaly Trust
Texas
$4K – – –
M
84
MOTCO
Texas
$4K – – –
LTFS
85
Ladenburg Thalmann Financial Services
Florida
$3K – – –
DADC
86
D.A. Davidson & Co
Montana
$2K – – –
ClearBridge Investments
87
ClearBridge Investments
New York
$2K +$2.08K +324 New
HR
88
Howe & Rusling
New York
$1K – – –
WA
89
WFG Advisors
Texas
$1K – – –
PP
90
PDT Partners
New York
– -$280K -39,875 Closed
YMRC
91
Yorktown Management & Research Company
Virginia
– -$253K -36,000 Closed
PAG
92
Private Advisor Group
New Jersey
– -$185K -26,294 Closed
Susquehanna International Group
93
Susquehanna International Group
Pennsylvania
– -$162K -23,047 Closed
FIM
94
Freedom Investment Management
Connecticut
– -$98K -13,906 Closed
HIM
95
Hillsdale Investment Management
Ontario, Canada
– -$8K -1,200 Closed
SGC
96
South Georgia Capital
Illinois
– -$7K -1,000 Closed
M&T Bank
97
M&T Bank
New York
– -$6K -875 Closed
WEC
98
Winslow Evans & Crocker
Massachusetts
– -$3.26K -464 Closed
Creative Planning
99
Creative Planning
Kansas
– -$1K -110 Closed
1 2 3
4

NMR Hedge Fund Activity: Q3 2014 in Review

90 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Nomura Holdings (NMR) for Q3 2014, worth a combined $142M — down 14% from $164M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new NMR positions and 10 closed out — a net gain of 1 holder — while 31 added to existing stakes and 26 trimmed.

The largest buyer was Thornburg Investment Management, opening a new position worth an estimated $3.38M. The largest seller was Credit Suisse, cutting an estimated $5.42M.

  • 90 institutional investors held Nomura Holdings (NMR) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $142M of Nomura Holdings stock for Q3 2014, down 14% quarter-over-quarter.
  • 11 funds opened new Nomura Holdings positions in Q3 2014 and 10 closed out, a net change of +1 holder.
  • The largest Nomura Holdings buyer in Q3 2014 was Thornburg Investment Management, an estimated $3.38M added.
  • The largest Nomura Holdings seller in Q3 2014 was Credit Suisse, an estimated $5.42M sold.

Based on aggregated 13F filings for Q3 2014.