ClearBridge Investments’s Nomura Holdings NMR Stock Holding History

ClearBridge Investments’s Portfolio NMR Stock Details NMR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-324	Closed	-$2K	–	1182
2014 Q3	$2K	Buy	+324	New	+$2.08K	﹤0.01%	1153
2014 Q1	–	Sell	-550	Closed	-$4K	–	1142
2013 Q4	$4K	Buy	+550	New	+$4.2K	﹤0.01%	1084

Other funds holding NMR

HJGA

Hardman Johnston Global Advisors Stamford, Connecticut $2.1B AUM 41.89% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

ClearBridge Investments's NMR Position: Q4 2014 in Review

ClearBridge Investments sold out of Nomura Holdings (NMR) in Q4 2014, closing a stake of 324 shares — an estimated $2K sold.

ClearBridge Investments first reported a position in NMR in Q4 2013 and held it in 2 quarters. The position peaked at $4K in Q4 2013. 99 funds tracked by Wall St. Rank hold NMR as of Q4 2014.

ClearBridge Investments reported no remaining Nomura Holdings position as of Q4 2014 after selling out during the quarter.
ClearBridge Investments sold 324 Nomura Holdings shares in Q4 2014, an estimated $2K.
ClearBridge Investments first reported a position in Nomura Holdings in Q4 2013 and held it in 2 quarters.
ClearBridge Investments's Nomura Holdings position peaked at $4K in Q4 2013.
99 funds tracked by Wall St. Rank held Nomura Holdings as of Q4 2014.

Based on ClearBridge Investments's 13F filing for Q4 2014, filed 17 Feb 2015.