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Nomura Holdings
NMR

91 hedge funds and large institutions have $241M invested in Nomura Holdings in 2013 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 33 increasing their positions, 25 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more call options, than puts

Call options by funds: $1.44M | Put options by funds: $667K

32% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 25

4% more capital invested

Capital invested by funds: $232M → $241M (+$8.74M)

0.02% more ownership

Funds ownership: 0.76% → 0.78% (+0.02%)

6% less funds holding

Funds holding: 97 → 91 (-6)

24% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 21

Holders
91
Holders Change
-6
Holders Change %
-6.19%
% of All Funds
2.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
33
Reduced
25
Closed
21
Calls
$1.44M
Puts
$667K
Net Calls
+$770K
Net Calls Change
-$122K

Top Buyers

Rank Fund Capital Flow
1
Neuberger Berman Group
Neuberger Berman Group
New York
+$22M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$4.44M
3
JP Morgan Chase
JP Morgan Chase
New York
+$3.61M
4
Bank of New York Mellon
Bank of New York Mellon
New York
+$2.65M
5
Jane Street
Jane Street
New York
+$2.27M

Top Sellers

Rank Fund Capital Flow
1
GC
Gratry & Company
Ohio
-$6.6M
2
BTS
BB&T Securities
Virginia
-$6.46M
3
AG
Aperio Group
California
-$5.57M
4
RIG
Roosevelt Investment Group
New York
-$4.16M
5
Lazard Asset Management
Lazard Asset Management
New York
-$3.23M
Name Holding Trade Value Shares
Change 		Change in
Stake
Nordea Investment Management
76
Nordea Investment Management
Sweden
$15K – – –
LIA
77
LS Investment Advisors
Michigan
$13K – – –
SGC
78
South Georgia Capital
Illinois
$8K +$7.63K +1,000 New
M&T Bank
79
M&T Bank
New York
$7K – – –
ST
80
Smithfield Trust
Pennsylvania
$7K +$7.28K +954 New
TRCT
81
Tower Research Capital (TRC)
New York
$6K -$5.69K -745 -50%
AllianceBernstein
82
AllianceBernstein
Tennessee
$5K +$4.43K +581 New
HCM
83
Highlander Capital Management
New Jersey
$4.08K – – –
LTFS
84
Ladenburg Thalmann Financial Services
Florida
$4K +$8 +1 +0.2%
ClearBridge Investments
85
ClearBridge Investments
New York
$4K +$4.2K +550 New
PNC Financial Services Group
86
PNC Financial Services Group
Pennsylvania
$3K -$44.8K -5,872 -93%
DADC
87
D.A. Davidson & Co
Montana
$3K – – –
Barclays
88
Barclays
United Kingdom
$2K – – –
HR
89
Howe & Rusling
New York
$2K – – –
WEC
90
Winslow Evans & Crocker
Massachusetts
$2K +$1.59K +208 New
WA
91
WFG Advisors
Texas
$1K – – –
Lazard Asset Management
92
Lazard Asset Management
New York
– -$3.23M -413,045 Closed
Wellington Management Group
93
Wellington Management Group
Massachusetts
– -$2.23M -285,400 Closed
GIM
94
Guild Investment Management
California
– -$968K -123,930 Closed
MIP
95
Marietta Investment Partners
Wisconsin
– -$891K -114,096 Closed
WT
96
Wilmington Trust
Delaware
– -$829K -106,147 Closed
BTS
97
BB&T Securities
Virginia
– -$6.46M -82,707 Closed
IG
98
ING Group
Netherlands
– -$603K -77,300 Closed
JMH
99
J.M. Hartwell
New York
– -$580K -74,200 Closed
WTNA
100
Wilmington Trust National Association
Delaware
– -$456K -58,372 Closed
1 2 3
4
5

NMR Hedge Fund Activity: Q4 2013 in Review

91 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Nomura Holdings (NMR) for Q4 2013, worth a combined $241M — up 3.8% from $232M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of NMR and 16 opened new positions — a net loss of 5 holders — while 25 trimmed existing stakes and 33 added.

The largest buyer was Neuberger Berman Group, adding an estimated $22M. The largest seller was Gratry & Company, cutting an estimated $6.6M.

  • 91 institutional investors held Nomura Holdings (NMR) as of Q4 2013, down from 97 in Q3 2013.
  • Funds reported $241M of Nomura Holdings stock for Q4 2013, up 3.8% quarter-over-quarter.
  • 16 funds opened new Nomura Holdings positions in Q4 2013 and 21 closed out, a net change of -5 holders.
  • The largest Nomura Holdings buyer in Q4 2013 was Neuberger Berman Group, an estimated $22M added.
  • The largest Nomura Holdings seller in Q4 2013 was Gratry & Company, an estimated $6.6M sold.

Based on aggregated 13F filings for Q4 2013.