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Nomura Holdings
NMR

97 hedge funds and large institutions have $232M invested in Nomura Holdings in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 49 increasing their positions, 18 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

172% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 18

95% more call options, than puts

Call options by funds: $1.83M | Put options by funds: $942K

17% more capital invested

Capital invested by funds: $198M → $232M (+$33.6M)

0.06% more ownership

Funds ownership: 0.7% → 0.76% (+0.06%)

5% less funds holding

Funds holding: 102 → 97 (-5)

33% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 12

Holders
97
Holders Change
-5
Holders Change %
-4.9%
% of All Funds
3.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
49
Reduced
18
Closed
12
Calls
$1.83M
Puts
$942K
Net Calls
+$892K
Net Calls Change
+$613K

Top Buyers

Rank Fund Capital Flow
1
RIG
Roosevelt Investment Group
New York
+$7.12M
2
JP Morgan Chase
JP Morgan Chase
New York
+$6.11M
3
MAA
Managed Account Advisors
New Jersey
+$5.69M
4
CM
Castleark Management
Illinois
+$2.52M
5
Wellington Management Group
Wellington Management Group
Massachusetts
+$2.21M

Top Sellers

Rank Fund Capital Flow
1
CGI
CI Global Investments
California
-$6.32M
2
IG
ING Group
Netherlands
-$4.09M
3
OAM
Oxford Asset Management
United Kingdom
-$3.44M
4
Citadel Advisors
Citadel Advisors
Florida
-$1.95M
5
CO
Caldwell & Orkin
Georgia
-$1.64M
Name Holding Trade Value Shares
Change 		Change in
Stake
PRC
76
Platte River Capital
Colorado
$86K -$464K -60,000 -85%
RCM
77
Reynolds Capital Management
Nevada
$85K – – –
Geode Capital Management
78
Geode Capital Management
Massachusetts
$82K – – –
PC
79
Passport Capital
California
$79K +$78.2K +10,113 New
PNC Financial Services Group
80
PNC Financial Services Group
Pennsylvania
$50K +$1.92K +248 +4%
EFSCE
81
Enterprise Financial Services Corp (EFSC)
Missouri
$24K – – –
US Bancorp
82
US Bancorp
Minnesota
$24K +$3.47K +448 +17%
CAW
83
Cornerstone Advisors (Washington)
Washington
$21K – – –
Nordea Investment Management
84
Nordea Investment Management
Sweden
$16K – – –
LIA
85
LS Investment Advisors
Michigan
$13K – – –
TRCT
86
Tower Research Capital (TRC)
New York
$12K +$11.4K +1,476 +6,150%
EWM
87
Edge Wealth Management
New York
$10K – – –
M&T Bank
88
M&T Bank
New York
$7K – – –
EWM
89
Evercore Wealth Management
New York
$5K +$4.73K +612 New
HCM
90
Highlander Capital Management
New Jersey
$4.1K – – –
LTFS
91
Ladenburg Thalmann Financial Services
Florida
$4K +$46 +6 +1%
DADC
92
D.A. Davidson & Co
Montana
$3K +$812 +105 +36%
Barclays
93
Barclays
United Kingdom
$2K – – –
HR
94
Howe & Rusling
New York
$2K – – –
NES
95
New England Securities
New York
$1K – – –
WA
96
WFG Advisors
Texas
$1K – – –
CGI
97
CI Global Investments
California
– -$6.32M -850,000 Closed
CO
98
Caldwell & Orkin
Georgia
– -$1.64M -219,800 Closed
Two Sigma Investments
99
Two Sigma Investments
New York
– -$1.41M -189,785 Closed
Hudson Bay Capital Management
100
Hudson Bay Capital Management
Connecticut
– -$432K -58,060 Closed
1 2 3
4
5

NMR Hedge Fund Activity: Q3 2013 in Review

97 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Nomura Holdings (NMR) for Q3 2013, worth a combined $232M — up 17% from $198M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of NMR and 8 opened new positions — a net loss of 4 holders — while 18 trimmed existing stakes and 49 added.

The largest buyer was Roosevelt Investment Group, adding an estimated $7.12M. The largest seller was CI Global Investments, exiting entirely with an estimated $6.32M sold.

  • 97 institutional investors held Nomura Holdings (NMR) as of Q3 2013, down from 102 in Q2 2013.
  • Funds reported $232M of Nomura Holdings stock for Q3 2013, up 17% quarter-over-quarter.
  • 8 funds opened new Nomura Holdings positions in Q3 2013 and 12 closed out, a net change of -4 holders.
  • The largest Nomura Holdings buyer in Q3 2013 was Roosevelt Investment Group, an estimated $7.12M added.
  • The largest Nomura Holdings seller in Q3 2013 was CI Global Investments, an estimated $6.32M sold.

Based on aggregated 13F filings for Q3 2013.