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Nomura Holdings
NMR

97 hedge funds and large institutions have $232M invested in Nomura Holdings in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 49 increasing their positions, 18 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

172% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 18

95% more call options, than puts

Call options by funds: $1.83M | Put options by funds: $942K

17% more capital invested

Capital invested by funds: $198M → $232M (+$33.6M)

0.06% more ownership

Funds ownership: 0.7% → 0.76% (+0.06%)

5% less funds holding

Funds holding: 102 → 97 (-5)

33% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 12

Holders
97
Holders Change
-5
Holders Change %
-4.9%
% of All Funds
3.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
49
Reduced
18
Closed
12
Calls
$1.83M
Puts
$942K
Net Calls
+$892K
Net Calls Change
+$613K

Top Buyers

Rank Fund Capital Flow
1
RIG
Roosevelt Investment Group
New York
+$7.12M
2
JP Morgan Chase
JP Morgan Chase
New York
+$6.11M
3
MAA
Managed Account Advisors
New Jersey
+$5.69M
4
CM
Castleark Management
Illinois
+$2.52M
5
Wellington Management Group
Wellington Management Group
Massachusetts
+$2.21M

Top Sellers

Rank Fund Capital Flow
1
CGI
CI Global Investments
California
-$6.32M
2
IG
ING Group
Netherlands
-$4.09M
3
OAM
Oxford Asset Management
United Kingdom
-$3.44M
4
Citadel Advisors
Citadel Advisors
Florida
-$1.95M
5
CO
Caldwell & Orkin
Georgia
-$1.64M
Name Holding Trade Value Shares
Change 		Change in
Stake
CIM
26
Calvert Investment Management
Maryland
$2.43M – – –
Wellington Management Group
27
Wellington Management Group
Massachusetts
$2.23M +$2.21M +285,400 New
U
28
UBS
Switzerland
$2.06M +$535K +69,118 +35%
Deutsche Bank
29
Deutsche Bank
Germany
$1.92M +$1.27M +163,565 +198%
HJGA
30
Hardman Johnston Global Advisors
Connecticut
$1.84M -$529K -68,440 -23%
CAM
31
Capstone Asset Management
Texas
$1.77M +$158K +20,430 +10%
Fifth Third Bancorp
32
Fifth Third Bancorp
Ohio
$1.21M -$22.3K -2,888 -2%
Invesco
33
Invesco
Georgia
$1.03M +$5.06K +654 +0.5%
GIM
34
Guild Investment Management
California
$968K +$959K +123,930 New
PI
35
Placemark Investments
Illinois
$914K +$152K +19,638 +20%
MIP
36
Marietta Investment Partners
Wisconsin
$891K +$274K +35,410 +45%
WT
37
Wilmington Trust
Delaware
$829K +$2.15K +278 +0.3%
Natixis Advisors
38
Natixis Advisors
Massachusetts
$813K -$43.1K -5,578 -5%
Fidelity Investments
39
Fidelity Investments
Massachusetts
$769K – – –
CS
40
Credit Suisse
Switzerland
$706K +$444K +57,360 +174%
Citadel Advisors
41
Citadel Advisors
Florida
$674K -$1.95M -251,685 -74%
IG
42
ING Group
Netherlands
$603K -$4.09M -528,600 -87%
JMH
43
J.M. Hartwell
New York
$580K – – –
LNWWM
44
Laird Norton Wetherby Wealth Management
California
$554K +$34K +4,400 +7%
Group One Trading
45
Group One Trading
Illinois
$538K +$97.8K +12,642 +22%
SNC
46
Stifel Nicolaus & Co
Missouri
$487K +$204K +26,369 +73%
WTNA
47
Wilmington Trust National Association
Delaware
$456K +$12.1K +1,570 +3%
Citigroup
48
Citigroup
New York
$413K -$13.6K -1,757 -3%
TI
49
Turner Investments
Pennsylvania
$413K +$119K +15,340 +41%
NA
50
Navellier & Associates
Nevada
$386K +$27.1K +3,501 +8%
1
2
3 4 5

NMR Hedge Fund Activity: Q3 2013 in Review

97 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Nomura Holdings (NMR) for Q3 2013, worth a combined $232M — up 17% from $198M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of NMR and 8 opened new positions — a net loss of 4 holders — while 18 trimmed existing stakes and 49 added.

The largest buyer was Roosevelt Investment Group, adding an estimated $7.12M. The largest seller was CI Global Investments, exiting entirely with an estimated $6.32M sold.

  • 97 institutional investors held Nomura Holdings (NMR) as of Q3 2013, down from 102 in Q2 2013.
  • Funds reported $232M of Nomura Holdings stock for Q3 2013, up 17% quarter-over-quarter.
  • 8 funds opened new Nomura Holdings positions in Q3 2013 and 12 closed out, a net change of -4 holders.
  • The largest Nomura Holdings buyer in Q3 2013 was Roosevelt Investment Group, an estimated $7.12M added.
  • The largest Nomura Holdings seller in Q3 2013 was CI Global Investments, an estimated $6.32M sold.

Based on aggregated 13F filings for Q3 2013.