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New Mountain Finance
NMFC

Name Holding Trade Value Shares
Change 		Change in
Stake
WFI
151
West Family Investments
California
– -$1.55M -112,968 Closed
PSP
152
Principal Street Partners
Tennessee
– -$1.36M -98,790 Closed
BCM
153
Beck Capital Management
Texas
– -$1.06M -77,320 Closed
Balyasny Asset Management
154
Balyasny Asset Management
Illinois
– -$940K -68,387 Closed
Aberdeen Group
155
Aberdeen Group
United Kingdom
– -$777K -56,500 Closed
QSS
156
Quantitative Systematic Strategies
Florida
– -$587K -42,696 Closed
AM
157
Ares Management
California
– -$550K -40,000 Closed
PAWC
158
P.A.W. Capital
Connecticut
– -$550K -40,000 Closed
Atria Investments
159
Atria Investments
North Carolina
– -$547K -39,795 Closed
CC
160
Cipher Capital
New York
– -$535K -38,926 Closed
SMH
161
Sanders Morris Harris
Texas
– -$451K -36,500 -63%
CRWM
162
Castle Rock Wealth Management
California
– -$507K -35,425 Closed
ICA
163
Infrastructure Capital Advisors
New York
– -$412K -30,000 Closed
CIBC Private Wealth Group
164
CIBC Private Wealth Group
Georgia
– -$400K -29,141 Closed
Cerity Partners
165
Cerity Partners
New York
– -$390K -28,400 Closed
Schonfeld Strategic Advisors
166
Schonfeld Strategic Advisors
New York
– -$302K -22,000 Closed
MWP
167
MYCIO Wealth Partners
Pennsylvania
– -$275K -20,000 Closed
TCW Group
168
TCW Group
California
– -$217K -15,800 Closed
Wolverine Asset Management
169
Wolverine Asset Management
Illinois
– -$216K -15,775 Closed
DTL
170
Dynamic Technology Lab
Singapore
– -$204K -14,812 Closed
Quadrature Capital
171
Quadrature Capital
United Kingdom
– -$179K -13,054 Closed
PP
172
Paloma Partners
Connecticut
– -$166K -12,068 Closed
Tocqueville Asset Management
173
Tocqueville Asset Management
New York
– -$164K -11,900 Closed
Brown Advisory
174
Brown Advisory
Maryland
– -$160K -11,645 Closed
PCM
175
Prelude Capital Management
New York
– -$124K -9,050 Closed
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