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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
PP
76
PDT Partners
New York
$772K +$54.7K +4,041 +8%
RIL
77
Rothschild Investment LLC
Illinois
$722K
FIA
78
Foundations Investment Advisors
Arizona
$614K +$597K +44,067 New
AWS
79
AJ Wealth Strategies
New York
$589K +$397K +29,294 +216%
QSS
80
Quantitative Systematic Strategies
Florida
$587K +$578K +42,696 New
PAWC
81
P.A.W. Capital
Connecticut
$550K +$135K +10,000 +33%
AM
82
Ares Management
California
$550K +$541K +40,000 New
Envestnet Asset Management
83
Envestnet Asset Management
Illinois
$548K +$123K +9,100 +30%
AI
84
Atria Investments
North Carolina
$547K +$539K +39,795 New
CC
85
Cipher Capital
New York
$535K +$347K +25,654 +193%
TF
86
Trek Financial
Arizona
$532K +$30.7K +2,268 +6%
DZ Bank
87
DZ Bank
Germany
$523K
CRWM
88
Castle Rock Wealth Management
California
$507K -$20.7K -1,530 -4%
FAAS
89
First Allied Advisory Services
California
$504K +$89.7K +6,624 +23%
RIG
90
Roosevelt Investment Group
New York
$462K
Creative Planning
91
Creative Planning
Kansas
$436K +$104K +7,654 +32%
PA
92
Perennial Advisors
New York
$434K +$2.35K +174 +0.6%
BRWM
93
B. Riley Wealth Management
Tennessee
$423K
CIC
94
Cornercap Investment Counsel
Georgia
$415K
Mirae Asset Global Investments
95
Mirae Asset Global Investments
South Korea
$414K -$56.9K -4,201 -12%
ICA
96
Infrastructure Capital Advisors
New York
$412K +$135K +10,000 +50%
CIBC Private Wealth Group
97
CIBC Private Wealth Group
Georgia
$400K
Cerity Partners
98
Cerity Partners
New York
$390K +$384K +28,400 New
RJFSA
99
Raymond James Financial Services Advisors
Florida
$370K +$31.7K +2,340 +10%
PPA
100
Parametric Portfolio Associates
Washington
$359K +$21K +1,553 +6%