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New Mountain Finance

Name Holding Trade Value Shares
Change
Change in
Stake
CIBC World Market
76
CIBC World Market
Ontario, Canada
$307K -$22.8K -1,680 -7%
OAM
77
Oxford Asset Management
United Kingdom
$294K +$144K +10,645 +97%
WS
78
Wedbush Securities
California
$283K +$83.1K +6,125 +42%
BA
79
Bard Associates
Illinois
$273K +$54.6K +4,025 +25%
GXMC
80
Global X Management Company
New York
$270K +$19K +1,402 +8%
GCP
81
GSA Capital Partners
United Kingdom
$270K +$270K +19,869 New
Stifel Financial
82
Stifel Financial
Missouri
$262K -$1.3K -96 -0.5%
B
83
Bailard
California
$258K
Canada Life
84
Canada Life
Manitoba, Canada
$257K +$7.95K +586 +3%
Tudor Investment Corp
85
Tudor Investment Corp
Connecticut
$255K -$55.5K -4,088 -18%
DZ Bank
86
DZ Bank
Germany
$246K +$246K +18,107 New
State of Tennessee, Department of Treasury
87
State of Tennessee, Department of Treasury
Tennessee
$230K +$230K +16,918 New
VF
88
Virtu Financial
New York
$217K +$217K +15,972 New
TG
89
TCW Group
California
$215K
Barclays
90
Barclays
United Kingdom
$215K +$171K +12,596 +394%
BCM
91
BlueCrest Capital Management
Jersey
$205K -$311K -22,887 -60%
ICA
92
Infrastructure Capital Advisors
New York
$202K
MF
93
Magnetar Financial
Illinois
$197K +$197K +14,520 New
CAMG
94
CWA Asset Management Group
Florida
$189K -$42.7K -3,144 -18%
EB
95
Eastern Bank
Massachusetts
$188K
FCI
96
Financial Counselors Inc
Kansas
$171K +$17.5K +1,290 +11%
CFB
97
Cullen/Frost Bankers
Texas
$169K
KCM
98
Kempner Capital Management
Texas
$169K
EFS
99
Essex Financial Services
Connecticut
$163K
TAM
100
Tocqueville Asset Management
New York
$162K +$161K +11,900 New