NHS

Neuberger Berman High Yield Strategies Fund
NHS

Overview Fund Activity

36 hedge funds and large institutions have $35.2M invested in Neuberger Berman High Yield Strategies Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 15 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
+1
Holders Change %
+2.86%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
9
Reduced
15
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TAM
Third Avenue Management
New York
$2.99M
2
SCM
Saba Capital Management
New York
$2.38M
3
CS
Credit Suisse
Switzerland
$2.01M
4
PRCM
Pine River Capital Management
Minnesota
$2.84M
5
AAM
Advisors Asset Management
Colorado
$3.88M

Top Sellers

1
WAM
Wolverine Asset Management
Illinois
$246K
2
GC
Guggenheim Capital
Illinois
$8.41M
3
SFS
Shaker Financial Services
Virginia
$1.5M
4
SB
Suntrust Banks
Georgia
$368K
5
RJFSA
Raymond James Financial Services Advisors
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
US Bancorp
26
US Bancorp
Minnesota
$49K – – –
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$48K +$13.2K +1,000 +38%
WA
28
WFG Advisors
Texas
$46K +$195 +15 +0.4%
TJHA
29
Thomas J. Herzfeld Advisors
Florida
$23K – – –
HCM
30
Highlander Capital Management
New Jersey
$22.6K – – –
Citigroup
31
Citigroup
New York
$20K – – –
NES
32
New England Securities
New York
$10K – – –
TRCT
33
Tower Research Capital (TRC)
New York
$9K +$7.2K +557 +401%
Deutsche Bank
34
Deutsche Bank
Germany
$9K +$9K +700 New
CTC
35
Central Trust Company
Missouri
$5K – – –
RJFSA
36
Raymond James Financial Services Advisors
Florida
– -$320K -24,992 Closed
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
– -$2K -179 Closed
1
2