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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

59 hedge funds and large institutions have $258M invested in Virtus Dividend, Interest & Premium Strategy Fund in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 24 increasing their positions, 20 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 20

8% more capital invested

Capital invested by funds: $239M → $258M (+$19.5M)

0.58% more ownership

Funds ownership: 14.28%14.86% (+0.58%)

6% less funds holding

Funds holding: 6359 (-4)

40% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 10

Holders
59
Holders Change
-4
Holders Change %
-6.35%
% of All Funds
1.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
24
Reduced
20
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$113M +$3M +166,600 +3%
Bank of America
2
Bank of America
North Carolina
$34.3M +$4.15M +230,360 +14%
GC
3
Guggenheim Capital
Illinois
$25.4M +$2.29M +127,035 +10%
Invesco
4
Invesco
Georgia
$15.2M -$810K -44,976 -5%
U
5
UBS
Switzerland
$12.4M +$2.29M +126,965 +23%
LPL Financial
6
LPL Financial
California
$12.1M +$918K +50,978 +8%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$8.97M +$326K +18,120 +4%
Wells Fargo
8
Wells Fargo
California
$8.23M +$506K +28,108 +7%
Stifel Financial
9
Stifel Financial
Missouri
$5.9M +$5.78M +320,662 New
CAN
10
Cetera Advisor Networks
California
$1.98M -$467K -25,956 -19%
AAM
11
Advisors Asset Management
Colorado
$1.45M -$3.14M -174,583 -69%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.4M -$139K -7,720 -9%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.37M -$98.5K -5,467 -7%
SI
14
Stephens Inc
Arkansas
$1.36M +$36.8K +2,041 +3%
IMS
15
Index Management Solutions
Pennsylvania
$1.35M +$332K +18,452 +33%
CIA
16
Capital Investment Advisors
Georgia
$1.34M -$74.1K -4,117 -5%
Ameriprise
17
Ameriprise
Minnesota
$1.06M -$62.3K -3,457 -6%
MFS
18
MSI Financial Services
Massachusetts
$927K +$33.3K +1,850 +4%
CP
19
Camelot Portfolios
Ohio
$914K -$174K -9,689 -16%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$712K +$95.4K +5,299 +16%
RJA
21
Raymond James & Associates
Florida
$654K +$148K +8,236 +30%
VCAM
22
Valentine Capital Asset Management
California
$610K -$59.4K -3,300 -9%
DADC
23
D.A. Davidson & Co
Montana
$606K +$405K +22,480 +214%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$600K +$59.9K +3,327 +11%
B
25
Baird
Wisconsin
$585K +$163K +9,049 +40%

NFJ Hedge Fund Activity: Q1 2014 in Review

59 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Virtus Dividend, Interest & Premium Strategy Fund (NFJ) for Q1 2014, worth a combined $258M — up 8.2% from $239M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of NFJ and 6 opened new positions — a net loss of 4 holders — while 20 trimmed existing stakes and 24 added.

The largest buyer was Bank of America, adding an estimated $4.15M. The largest seller was Advisors Asset Management, cutting an estimated $3.14M.

  • 59 institutional investors held Virtus Dividend, Interest & Premium Strategy Fund (NFJ) as of Q1 2014, down from 63 in Q4 2013.
  • Funds reported $258M of Virtus Dividend, Interest & Premium Strategy Fund stock for Q1 2014, up 8.2% quarter-over-quarter.
  • 6 funds opened new Virtus Dividend, Interest & Premium Strategy Fund positions in Q1 2014 and 10 closed out, a net change of -4 holders.
  • The largest Virtus Dividend, Interest & Premium Strategy Fund buyer in Q1 2014 was Bank of America, an estimated $4.15M added.
  • The largest Virtus Dividend, Interest & Premium Strategy Fund seller in Q1 2014 was Advisors Asset Management, an estimated $3.14M sold.

Based on aggregated 13F filings for Q1 2014.