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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

63 hedge funds and large institutions have $239M invested in Virtus Dividend, Interest & Premium Strategy Fund in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 25 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

39% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 18

9% more funds holding

Funds holding: 5863 (+5)

6% more capital invested

Capital invested by funds: $226M → $239M (+$13.3M)

0.11% more ownership

Funds ownership: 14.16%14.28% (+0.11%)

Holders
63
Holders Change
+5
Holders Change %
+8.62%
% of All Funds
1.83%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
25
Reduced
18
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$106M +$388K +21,964 +0.4%
Bank of America
2
Bank of America
North Carolina
$29M +$4.24M +239,774 +17%
GC
3
Guggenheim Capital
Illinois
$22.2M +$338K +19,157 +2%
Invesco
4
Invesco
Georgia
$15.4M -$1.14M -64,343 -7%
LPL Financial
5
LPL Financial
California
$10.8M +$879K +49,751 +9%
U
6
UBS
Switzerland
$9.64M +$1.86M +105,192 +24%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$8.31M +$105K +5,955 +1%
Wells Fargo
8
Wells Fargo
California
$7.42M +$446K +25,254 +6%
AAM
9
Advisors Asset Management
Colorado
$4.49M -$1.78M -100,908 -28%
CAN
10
Cetera Advisor Networks
California
$2.36M +$61.8K +3,496 +3%
SG Americas Securities
11
SG Americas Securities
New York
$2.07M +$2.06M +116,865 New
Cohen & Steers
12
Cohen & Steers
New York
$1.83M -$486K -27,498 -21%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.48M -$25.8K -1,461 -2%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.41M +$48K +2,719 +4%
CIA
15
Capital Investment Advisors
Georgia
$1.36M +$1.36M +77,018 New
SI
16
Stephens Inc
Arkansas
$1.28M -$52.4K -2,967 -4%
Ameriprise
17
Ameriprise
Minnesota
$1.08M -$417K -23,620 -28%
CP
18
Camelot Portfolios
Ohio
$1.05M +$45.4K +2,570 +5%
IMS
19
Index Management Solutions
Pennsylvania
$977K +$705K +39,923 +262%
First Trust Advisors
20
First Trust Advisors
Illinois
$910K -$5.46K -309 -0.6%
MFS
21
MSI Financial Services
Massachusetts
$859K +$61K +3,454 +8%
VCAM
22
Valentine Capital Asset Management
California
$645K -$31.8K -1,800 -5%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$592K +$291K +16,490 +97%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$518K +$163K +9,219 +46%
RJA
25
Raymond James & Associates
Florida
$483K +$53K +3,000 +12%

NFJ Hedge Fund Activity: Q4 2013 in Review

63 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Virtus Dividend, Interest & Premium Strategy Fund (NFJ) for Q4 2013, worth a combined $239M — up 5.9% from $226M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new NFJ positions and 6 closed out — a net gain of 6 holders — while 25 added to existing stakes and 18 trimmed.

The largest buyer was Bank of America, adding an estimated $4.24M. The largest seller was Advisors Asset Management, cutting an estimated $1.78M.

  • 63 institutional investors held Virtus Dividend, Interest & Premium Strategy Fund (NFJ) as of Q4 2013, up from 58 in Q3 2013.
  • Funds reported $239M of Virtus Dividend, Interest & Premium Strategy Fund stock for Q4 2013, up 5.9% quarter-over-quarter.
  • 12 funds opened new Virtus Dividend, Interest & Premium Strategy Fund positions in Q4 2013 and 6 closed out, a net change of +6 holders.
  • The largest Virtus Dividend, Interest & Premium Strategy Fund buyer in Q4 2013 was Bank of America, an estimated $4.24M added.
  • The largest Virtus Dividend, Interest & Premium Strategy Fund seller in Q4 2013 was Advisors Asset Management, an estimated $1.78M sold.

Based on aggregated 13F filings for Q4 2013.