NFJ

Virtus Dividend, Interest & Premium Strategy Fund
NFJ

Overview Fund Activity

58 hedge funds and large institutions have $226M invested in Virtus Dividend, Interest & Premium Strategy Fund in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 18 reducing their positions, and 7 closing their positions.

Holders
58
Holders Change
+3
Holders Change %
+5.45%
% of All Funds
1.88%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
16
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$23.5M
2
LPL Financial
2
LPL Financial
California
$9.61M
3
Northwestern Mutual Wealth Management
3
Northwestern Mutual Wealth Management
Wisconsin
$7.81M
4
Deutsche Bank
4
Deutsche Bank
Germany
$1.15M
5
VKH
5
Virtu KCG Holdings
New York
$637K

Top Sellers

1
1832 Asset Management
1
1832 Asset Management
Ontario, Canada
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$101M
3
Invesco
3
Invesco
Georgia
$15.8M
4
PPA
4
Parametric Portfolio Associates
Washington
$0
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$337K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$101M 5,978,335 -351,638 -6%
Bank of America
2
Bank of America
North Carolina
$23.5M 1,395,143 +325,319 +30%
GC
3
Guggenheim Capital
Illinois
$20.8M 1,235,078 -4,124 -0.3%
Invesco
4
Invesco
Georgia
$15.8M 936,482 -261,109 -22%
LPL Financial
5
LPL Financial
California
$9.61M 559,408 +126,377 +29%
Northwestern Mutual Wealth Management
6
Northwestern Mutual Wealth Management
Wisconsin
$7.81M 463,566 +83,505 +22%
U
7
UBS
Switzerland
$7.4M 439,398 +22,729 +5%
Wells Fargo
8
Wells Fargo
California
$6.63M 393,945 +9,458 +2%
AAM
9
Advisors Asset Management
Colorado
$5.97M 354,515 -84,733 -19%
SNC
10
Stifel Nicolaus & Co
Missouri
$5.93M 352,253 +5,891 +2%
Cohen & Steers
11
Cohen & Steers
New York
$2.21M 131,000 – –
CAN
12
Cetera Advisor Networks
California
$2.19M 129,866 -4,993 -4%
Ameriprise
13
Ameriprise
Minnesota
$1.43M 84,648 -1,833 -2%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.43M 85,040 -36,502 -30%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.3M 77,061 -887 -1%
SI
16
Stephens Inc
Arkansas
$1.26M 75,055 +1,561 +2%
Deutsche Bank
17
Deutsche Bank
Germany
$1.15M 68,112 +47,552 +231%
CP
18
Camelot Portfolios
Ohio
$956K 56,770 +2,335 +4%
First Trust Advisors
19
First Trust Advisors
Illinois
$871K 51,706 +3,703 +8%
MFS
20
MSI Financial Services
Massachusetts
$759K 45,072 +3,405 +8%
VCAM
21
Valentine Capital Asset Management
California
$644K 38,235 – –
VKH
22
Virtu KCG Holdings
New York
$637K 37,781 +37,781 New
OC
23
Oppenheimer & Co
New York
$466K 27,672 – –
Jane Street
24
Jane Street
New York
$427K 25,341 +25,341 New
RJA
25
Raymond James & Associates
Florida
$409K 24,297 -230 -0.9%
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