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The9 Ltd

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$410K -$897K -84,757 -62%
BlackRock
2
BlackRock
New York
$398K +$171K +16,209 +46%
Citadel Advisors
3
Citadel Advisors
Florida
$342K +$154K +14,566 +50%
UBS Group
4
UBS Group
Switzerland
$285K +$187K +17,687 +93%
Invesco
5
Invesco
Georgia
$255K +$126K +11,931 +57%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$252K +$205K +19,361 +149%
Independent Advisor Alliance
7
Independent Advisor Alliance
North Carolina
$91.2K +$124K +11,722 New
Citigroup
8
Citigroup
New York
$18.6K +$10.6K +1,000 +72%
Osaic Holdings
9
Osaic Holdings
Arizona
$2.41K – – –
RhumbLine Advisers
10
RhumbLine Advisers
Massachusetts
$2.26K -$190 -18 -6%
Group One Trading
11
Group One Trading
Illinois
$397 – – –
RI
12
Ridgewood Investments
New Jersey
$389 – – –
JP Morgan Chase
13
JP Morgan Chase
New York
$327 +$444 +42 New
Quadrature Capital
14
Quadrature Capital
United Kingdom
– -$188K -12,589 Closed
HT
15
Headlands Technologies
Illinois
– -$82.9K -5,524 Closed
Bank of America
16
Bank of America
North Carolina
– -$75 -5 Closed