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NCTY

The9 Ltd

Name Holding Trade Value Shares
Change
Change in
Stake
State Street
1
State Street
Massachusetts
$3.79M +$5.75M +56,591 New
Morgan Stanley
2
Morgan Stanley
New York
$1.58M +$2.3M +22,657 +2,303%
PAM
3
Pinpoint Asset Management
Hong Kong
$1.26M
SM
4
Sabby Management
Florida
$840K +$738K +7,264 +138%
Group One Trading
5
Group One Trading
Illinois
$532K +$310K +3,054 +63%
TC
6
TwinBeech Capital
New York
$444K +$181K +1,785 +37%
EGM
7
Engineers Gate Manager
New York
$274K +$133K +1,312 +47%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$254K -$1.06M -10,408 -73%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$130K +$197K +1,945 New
QC
10
Quadrature Capital
United Kingdom
$129K +$194K +1,913 New
Citadel Advisors
11
Citadel Advisors
Florida
$112K -$422K -4,160 -71%
Invesco
12
Invesco
Georgia
$100K +$151K +1,488 New
TRCT
13
Tower Research Capital (TRC)
New York
$92K +$86.1K +848 +165%
Bank of America
14
Bank of America
North Carolina
$40K -$148K -1,460 -71%
EDRH
15
Edmond de Rothschild Holding
Switzerland
$29K +$44.7K +440 New
Osaic Holdings
16
Osaic Holdings
Arizona
$26K +$39.1K +385 New
CG
17
Cutler Group
California
$17K -$77.7K -765 -75%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$13K +$20.3K +200 New
QT
19
Quantbot Technologies
New York
$11K -$21.7K -214 -54%
Citigroup
20
Citigroup
New York
$8K -$458K -4,511 -97%
JP Morgan Chase
21
JP Morgan Chase
New York
$3K -$1.01K -10 -16%
FPS
22
Fieldpoint Private Securities
Connecticut
$2K -$2.64K -26 -43%
UBS Group
23
UBS Group
Switzerland
$2K +$1.22K +12 +60%
Jane Street
24
Jane Street
New York
-$682K -6,719 Closed
PP
25
Paloma Partners
Connecticut
-$365K -3,541 Closed