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The9 Ltd

Name Holding Trade Value Shares
Change
Change in
Stake
Independent Advisor Alliance
1
Independent Advisor Alliance
North Carolina
$121K -$5.29K -725 -5%
UBS Group
2
UBS Group
Switzerland
$42K +$35.1K +4,808 New
JP Morgan Chase
3
JP Morgan Chase
New York
$10.3K +$8.67K +1,187 +6,247%
Group One Trading
4
Group One Trading
Illinois
$3.87K – – –
Osaic Holdings
5
Osaic Holdings
Arizona
$2.71K – – –
RhumbLine Advisers
6
RhumbLine Advisers
Massachusetts
$2.11K – – –
RI
7
Ridgewood Investments
New Jersey
$437 +$365 +50 New
Morgan Stanley
8
Morgan Stanley
New York
$332 – – –
CAS
9
Coppell Advisory Solutions
Texas
$262 +$219 +30 New
Bank of America
10
Bank of America
North Carolina
$87 – – –
Barclays
11
Barclays
United Kingdom
– -$51.6K -7,600 Closed