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The9 Ltd

Name Holding Trade Value Shares
Change
Change in
Stake
CH
1
CVI Holdings
Delaware
$695K +$1.46M +21,928 New
AFM
2
Anson Funds Management
Texas
$320K +$670K +10,086 New
HRT Financial
3
HRT Financial
New York
$60K +$50.9K +767 +67%
Morgan Stanley
4
Morgan Stanley
New York
$34K +$71.9K +1,083 New
UBS Group
5
UBS Group
Switzerland
– -$129K -1,613 Closed
Jane Street
6
Jane Street
New York
– -$76K -948 Closed
Citadel Advisors
7
Citadel Advisors
Florida
– -$25.6K -386 Closed
TSS
8
Two Sigma Securities
New York
– -$29K -368 Closed
Geode Capital Management
9
Geode Capital Management
Massachusetts
– -$19K -238 Closed
SignatureFD
10
SignatureFD
Georgia
– -$2K -30 Closed
Simplex Trading
11
Simplex Trading
Illinois
– -$133 -2 Closed