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Nuveen California Municipal Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.6M +$1.79M +201,079 +15%
UBS Group
2
UBS Group
Switzerland
$9.61M +$757K +85,243 +9%
GC
3
Guggenheim Capital
Illinois
$6.05M +$309K +34,733 +5%
AAM
4
Advisors Asset Management
Colorado
$5.36M +$553K +62,261 +12%
Wells Fargo
5
Wells Fargo
California
$3.91M -$765K -86,161 -17%
1CP
6
1607 Capital Partners
Virginia
$3.77M -$1.79M -201,746 -32%
HWAM
7
Hennion & Walsh Asset Management
New Jersey
$3.19M -$82.9K -9,330 -3%
FFA
8
First Foundation Advisors
California
$1.87M
LPL Financial
9
LPL Financial
California
$1.86M +$842K +94,738 +84%
Bank of America
10
Bank of America
North Carolina
$1.54M +$28.5K +3,203 +2%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.5M -$136K -15,365 -8%
RCG
12
Regatta Capital Group
California
$1.23M
Bank of New York Mellon
13
Bank of New York Mellon
New York
$1.16M +$1.15M +129,209 New
SM
14
Sweeney & Michel
California
$815K +$836K +94,146 New
TIM
15
Tortoise Investment Management
New York
$772K -$173K -19,449 -18%
MWM
16
Melfa Wealth Management
Massachusetts
$745K -$568 -64 -0.1%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$744K -$177K -19,878 -19%
RCM
18
Rivernorth Capital Management
Florida
$623K -$1.21M -136,662 -66%
RJA
19
Raymond James & Associates
Florida
$602K
Osaic Holdings
20
Osaic Holdings
Arizona
$463K +$13.3K +1,497 +3%
FWM
21
Fortress Wealth Management
California
$452K +$4.19K +472 +0.9%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$368K +$191K +21,470 +111%
SIA
23
Schechter Investment Advisors
Michigan
$315K -$29.8K -3,360 -9%
LCM
24
Landscape Capital Management
New Jersey
$265K -$207K -23,254 -44%
US Bancorp
25
US Bancorp
Minnesota
$234K -$3.09K -348 -1%