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Nuveen California Municipal Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$2.34M +$2.48M +248,670 New
U
2
UBS
Switzerland
$2.21M +$2.34M +234,203 New
Wells Fargo
3
Wells Fargo
California
$1.8M +$1.9M +190,850 New
Morgan Stanley
4
Morgan Stanley
New York
$1.05M +$1.11M +111,299 New
Bank of America
5
Bank of America
North Carolina
$741K +$784K +78,614 New
GC
6
Guggenheim Capital
Illinois
$681K +$721K +72,315 New
LPL Financial
7
LPL Financial
California
$436K +$462K +46,331 New
CS
8
Credit Suisse
Switzerland
$318K +$337K +33,774 New
CNB
9
City National Bank
Delaware
$280K +$296K +29,700 New
RJFSA
10
Raymond James Financial Services Advisors
Florida
$261K +$277K +27,733 New
MBT
11
Montecito Bank & Trust
California
$179K +$190K +19,029 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$161K +$171K +17,092 New
TC
13
TFS Capital
Pennsylvania
$148K +$157K +15,692 New
DA
14
Doliver Advisors
Texas
$145K +$153K +15,362 New
TIM
15
Tortoise Investment Management
New York
$141K +$150K +15,000 New
CAN
16
Cetera Advisor Networks
California
$125K +$132K +13,225 New
MA
17
MUFG Americas
New York
$115K +$122K +12,225 New
PCMC
18
Paragon Capital Management (Colorado)
Colorado
$94.2K +$99.8K +10,000 New
SFSIG
19
San Francisco Sentry Investment Group
California
$94K +$99.8K +10,000 New
WCM
20
Windsor Capital Management
Arizona
$32K +$33.6K +3,365 New
BIM
21
BlackRock Investment Management
Delaware
$29K +$30.9K +3,100 New
PAS
22
Partnervest Advisory Services
California
$16K +$16.7K +1,671 New
Citigroup
23
Citigroup
New York
$14K +$15.2K +1,524 New
EMA
24
Efficient Market Advisors
California
$9K +$9.98K +1,000 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$9K +$9.98K +1,000 New