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Nuveen California Municipal Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.98M +$138K +13,403 +4%
LPL Financial
2
LPL Financial
California
$3.49M -$890K -86,451 -20%
UBS Group
3
UBS Group
Switzerland
$3.22M -$437K -42,434 -12%
GC
4
Guggenheim Capital
Illinois
$2.97M -$541K -52,558 -15%
FFA
5
First Foundation Advisors
California
$2.26M +$91.4K +8,873 +4%
Invesco
6
Invesco
Georgia
$1.98M +$199K +19,282 +11%
Wells Fargo
7
Wells Fargo
California
$1.28M -$201K -19,519 -14%
CAN
8
Cetera Advisor Networks
California
$553K +$56.5K +5,488 +11%
IA
9
IFP Advisors
Florida
$544K +$17.7K +1,717 +3%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$419K -$232K -22,500 -35%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$351K +$165 +16 +0%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$336K
Bank of America
13
Bank of America
North Carolina
$325K -$83.6K -8,114 -20%
DA
14
Doliver Advisors
Texas
$321K -$89.7K -8,714 -22%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$314K +$133K +12,950 +73%
SFSIG
16
San Francisco Sentry Investment Group
California
$303K -$315K -30,550 Closed
SWP
17
Stratos Wealth Partners
Ohio
$303K +$41.2K +4,000 +16%
LWAC
18
Laurel Wealth Advisors (California)
California
$273K +$41.4K +4,017 +18%
WS
19
Wedbush Securities
California
$250K -$7.34K -713 -3%
SG Americas Securities
20
SG Americas Securities
New York
$165K -$99.5K -9,663 -38%
RJA
21
Raymond James & Associates
Florida
$153K +$1.03K +100 +0.7%
GS
22
Girard Securities
California
$125K +$20.6K +2,000 +20%
First Trust Advisors
23
First Trust Advisors
Illinois
$120K +$121K +11,712 New
CFIA
24
Cantor Fitzgerald Investment Advisors
New York
$115K +$116K +11,250 New
JIR
25
James Investment Research
Ohio
$104K