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Nuveen California Municipal Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$4.88M +$3.83M +366,362 +382%
Morgan Stanley
2
Morgan Stanley
New York
$4.17M +$397K +37,961 +10%
GC
3
Guggenheim Capital
Illinois
$4.01M -$476K -45,592 -11%
UBS Group
4
UBS Group
Switzerland
$3.99M +$110K +10,571 +3%
FFA
5
First Foundation Advisors
California
$2.3M +$23.7K +2,264 +1%
Wells Fargo
6
Wells Fargo
California
$1.58M +$117K +11,209 +8%
Invesco
7
Invesco
Georgia
$1.37M +$310K +29,676 +29%
CAN
8
Cetera Advisor Networks
California
$469K -$137K -13,125 -23%
IA
9
IFP Advisors
Florida
$423K -$149K -14,235 -26%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$406K -$23.8K -2,281 -6%
Bank of America
11
Bank of America
North Carolina
$386K -$53.8K -5,153 -12%
SFSIG
12
San Francisco Sentry Investment Group
California
$319K +$15.7K +1,500 +5%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$309K -$13.8K -1,319 -4%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$260K +$260K +24,909 New
WS
15
Wedbush Securities
California
$220K
MBT
16
Montecito Bank & Trust
California
$187K +$188K +17,975 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$184K
RJA
18
Raymond James & Associates
Florida
$154K
Squarepoint
19
Squarepoint
New York
$127K +$127K +12,200 New
WCM
20
Windsor Capital Management
Arizona
$119K
EMA
21
Efficient Market Advisors
California
$117K
JIR
22
James Investment Research
Ohio
$105K
BA
23
Boston Advisors
Massachusetts
$104K
GS
24
Girard Securities
California
$104K +$104K +10,000 New
PA
25
Parallel Advisors
California
$63K +$62.7K +6,000 New