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Nuveen California Municipal Value Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FAT
26
First American Trust
California
$163K
GJIC
27
Gamble Jones Investment Counsel
California
$158K
LWAC
28
Laurel Wealth Advisors (California)
California
$157K -$141K -14,956 -47%
CFIA
29
Cantor Fitzgerald Investment Advisors
New York
$145K
AA
30
AQR Arbitrage
Connecticut
$132K +$131K +13,963 New
JIR
31
James Investment Research
Ohio
$124K -$28.2K -3,000 -19%
First Trust Advisors
32
First Trust Advisors
Illinois
$114K -$7.95K -845 -7%
AA
33
AlphaMark Advisors
Kentucky
$104K
HWA
34
HCR Wealth Advisors
California
$101K +$649 +69 +0.7%
Stifel Financial
35
Stifel Financial
Missouri
$100K
GIM
36
Greenwich Investment Management
Connecticut
$99K +$98.6K +10,480 New
BA
37
Boston Advisors
Massachusetts
$95K
PCMC
38
Paragon Capital Management (Colorado)
Colorado
$95K
CF
39
Centaurus Financial
California
$77K +$76.5K +8,135 New
PA
40
Parallel Advisors
California
$56K
WT
41
Whittier Trust
California
$46K
GAM
42
Gemmer Asset Management
California
$44K
Citigroup
43
Citigroup
New York
$40K +$39.5K +4,200 New
GRP
44
Global Retirement Partners
California
$31K
SMFS
45
Squar Milner Financial Services
California
$9K +$9.4K +1,000 New
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$7K
US Bancorp
47
US Bancorp
Minnesota
$5K
Northern Trust
48
Northern Trust
Illinois
$1K +$94K +10,000 New
SFSIG
49
San Francisco Sentry Investment Group
California
-$285K -30,593 Closed
SG Americas Securities
50
SG Americas Securities
New York
-$244K -26,232 Closed