|
1
|
Bank of America
Charlotte,
North Carolina
|
$6.79M
|
+$1.03M
|
+61,449
|
+17%
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
$4.47M
|
-$1.2M
|
-72,063
|
-20%
|
|
|
3
|
UBS Group
Zurich,
Switzerland
|
$836K
|
+$18.4K
|
+1,102
|
+2%
|
|
|
4
|
|
$578K
|
+$39.8K
|
+2,382
|
+7%
|
|
|
5
|
Capital Investment Advisors
Atlanta,
Georgia
|
$496K
|
-$18.3K
|
-1,095
|
-3%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$494K
|
-$95.1K
|
-5,691
|
-15%
|
|
|
7
|
Nuveen
Charlotte,
North Carolina
|
$370K
|
–
|
–
|
–
|
|
|
8
|
Oppenheimer & Co
New York
|
$259K
|
+$272K
|
+16,297
|
New
|
|
|
9
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$249K
|
-$159K
|
-9,491
|
-38%
|
|
|
10
|
VanEck Associates
New York
|
$234K
|
+$33.6K
|
+2,009
|
+16%
|
|
|
11
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$207K
|
+$217K
|
+13,000
|
New
|
|
|
12
|
Yellowstone Partners
Idaho Falls,
Idaho
|
$178K
|
–
|
–
|
–
|
|
|
13
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$177K
|
+$1.35K
|
+81
|
+0.7%
|
|
|
14
|
Hollencrest Capital Management
Newport Beach,
California
|
$165K
|
–
|
–
|
–
|
|
|
15
|
|
$110K
|
-$198K
|
-11,861
|
-63%
|
|
|
16
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$110K
|
-$139K
|
-8,294
|
-55%
|
|
|
17
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$65K
|
+$13.7K
|
+820
|
+25%
|
|
|
18
|
MSI Financial Services
Springfield,
Massachusetts
|
$37K
|
-$836
|
-50
|
-2%
|
|
|
19
|
Archford Capital Strategies
Swansea,
Illinois
|
$27K
|
–
|
–
|
–
|
|
|
20
|
SignatureFD
Atlanta,
Georgia
|
$19K
|
–
|
–
|
–
|
|
|
21
|
|
$9K
|
+$9.81K
|
+587
|
New
|
|
|
22
|
American International Group
New York
|
$2.4K
|
–
|
–
|
–
|
|
|
23
|
Mackay Shields LLC
New York
|
–
|
-$703K
|
-40,343
|
Closed
|
|
|
24
|
Tower Research Capital (TRC)
New York
|
–
|
-$14K
|
-800
|
Closed
|
|
|
25
|
Creative Planning
Overland Park,
Kansas
|
–
|
-$2K
|
-94
|
Closed
|
|
