|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$6.54M
|
+$79K
|
+4,795
|
+1%
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$3.94M
|
-$778K
|
-47,250
|
-17%
|
|
|
3
|
Bank of America
Charlotte,
North Carolina
|
$3.73M
|
+$484K
|
+29,362
|
+16%
|
|
|
4
|
Mackay Shields LLC
New York
|
$1.92M
|
-$146K
|
-8,889
|
-7%
|
|
|
5
|
Karpus Investment Management
Pittsford,
New York
|
$1.31M
|
+$1.26M
|
+76,459
|
New
|
|
|
6
|
UBS Group
Zurich,
Switzerland
|
$775K
|
+$746K
|
+45,266
|
New
|
|
|
7
|
|
$773K
|
+$5.39K
|
+327
|
+0.7%
|
|
|
8
|
Wells Fargo
San Francisco,
California
|
$678K
|
+$19.8K
|
+1,201
|
+3%
|
|
|
9
|
Capital Investment Advisors
Atlanta,
Georgia
|
$574K
|
+$511
|
+31
|
+0.1%
|
|
|
10
|
|
$471K
|
-$166K
|
-10,093
|
-27%
|
|
|
11
|
Liberty Street Advisors
New York
|
$455K
|
+$438K
|
+26,599
|
New
|
|
|
12
|
Nuveen
Charlotte,
North Carolina
|
$397K
|
–
|
–
|
–
|
|
|
13
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$328K
|
+$315K
|
+19,106
|
New
|
|
|
14
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$258K
|
+$30.9K
|
+1,875
|
+14%
|
|
|
15
|
VanEck Associates
New York
|
$243K
|
+$17.6K
|
+1,068
|
+8%
|
|
|
16
|
Hollencrest Capital Management
Newport Beach,
California
|
$231K
|
–
|
–
|
–
|
|
|
17
|
Oppenheimer & Co
New York
|
$216K
|
+$208K
|
+12,621
|
New
|
|
|
18
|
Mariner
Overland Park,
Kansas
|
$203K
|
+$196K
|
+11,880
|
New
|
|
|
19
|
Yellowstone Partners
Idaho Falls,
Idaho
|
$191K
|
–
|
–
|
–
|
|
|
20
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$188K
|
+$181K
|
+10,963
|
New
|
|
|
21
|
B. Riley Wealth Advisors
Boca Raton,
Florida
|
$138K
|
+$133K
|
+8,066
|
New
|
|
|
22
|
MSI Financial Services
Springfield,
Massachusetts
|
$39K
|
-$1.65K
|
-100
|
-4%
|
|
|
23
|
Archford Capital Strategies
Swansea,
Illinois
|
$29K
|
–
|
–
|
–
|
|
|
24
|
Creative Planning
Overland Park,
Kansas
|
$23K
|
-$118K
|
-7,134
|
-84%
|
|
|
25
|
SignatureFD
Atlanta,
Georgia
|
$21K
|
–
|
–
|
–
|
|
