|
1
|
Bank of America
Charlotte,
North Carolina
|
$6.36M
|
+$2.57M
|
+147,512
|
+68%
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
$6.15M
|
-$507K
|
-29,051
|
-8%
|
|
|
3
|
UBS Group
Zurich,
Switzerland
|
$897K
|
+$108K
|
+6,180
|
+14%
|
|
|
4
|
Mackay Shields LLC
New York
|
$703K
|
-$1.25M
|
-71,563
|
-64%
|
|
|
5
|
Wells Fargo
San Francisco,
California
|
$641K
|
-$49.5K
|
-2,835
|
-7%
|
|
|
6
|
|
$591K
|
-$196K
|
-11,253
|
-25%
|
|
|
7
|
Capital Investment Advisors
Atlanta,
Georgia
|
$562K
|
-$22.5K
|
-1,291
|
-4%
|
|
|
8
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$438K
|
-$3.58M
|
-204,848
|
-89%
|
|
|
9
|
Nuveen
Charlotte,
North Carolina
|
$405K
|
–
|
–
|
–
|
|
|
10
|
|
$327K
|
-$152K
|
-8,718
|
-32%
|
|
|
11
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$265K
|
+$2.65K
|
+152
|
+1%
|
|
|
12
|
VanEck Associates
New York
|
$221K
|
-$26.4K
|
-1,515
|
-11%
|
|
|
13
|
Yellowstone Partners
Idaho Falls,
Idaho
|
$195K
|
–
|
–
|
–
|
|
|
14
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$192K
|
+$890
|
+51
|
+0.5%
|
|
|
15
|
Hollencrest Capital Management
Newport Beach,
California
|
$181K
|
-$54.5K
|
-3,120
|
-23%
|
|
|
16
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$58K
|
+$52.9K
|
+3,033
|
+1,103%
|
|
|
17
|
MSI Financial Services
Springfield,
Massachusetts
|
$42K
|
+$2.62K
|
+150
|
+7%
|
|
|
18
|
Archford Capital Strategies
Swansea,
Illinois
|
$29.6K
|
–
|
–
|
–
|
|
|
19
|
SignatureFD
Atlanta,
Georgia
|
$21K
|
–
|
–
|
–
|
|
|
20
|
Tower Research Capital (TRC)
New York
|
$14K
|
+$14K
|
+800
|
New
|
|
|
21
|
American International Group
New York
|
$2.63K
|
–
|
–
|
–
|
|
|
22
|
Creative Planning
Overland Park,
Kansas
|
$2K
|
-$21.5K
|
-1,233
|
-93%
|
|
|
23
|
Barclays
London,
United Kingdom
|
$1K
|
+$593
|
+34
|
New
|
|
|
24
|
Karpus Investment Management
Pittsford,
New York
|
–
|
-$1.31M
|
-76,459
|
Closed
|
|
|
25
|
Liberty Street Advisors
New York
|
–
|
-$455K
|
-26,599
|
Closed
|
|
