|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$6.07M
|
+$646K
|
+40,415
|
+12%
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$4.46M
|
+$373K
|
+23,347
|
+9%
|
|
|
3
|
Bank of America
Charlotte,
North Carolina
|
$3.03M
|
+$264K
|
+16,507
|
+10%
|
|
|
4
|
Newgate Capital Management
Greenwich,
Connecticut
|
$2.03M
|
+$647K
|
+40,475
|
+47%
|
|
|
5
|
Mackay Shields LLC
New York
|
$1.95M
|
-$146K
|
-9,108
|
-7%
|
|
|
6
|
Mariner Investment Group
Harrison,
New York
|
$1.94M
|
-$1.04M
|
-64,993
|
-35%
|
|
|
7
|
Wolverine Asset Management
Chicago,
Illinois
|
$775K
|
+$301K
|
+18,805
|
+64%
|
|
|
8
|
|
$726K
|
+$231K
|
+14,471
|
+47%
|
|
|
9
|
|
$722K
|
+$157K
|
+9,847
|
+28%
|
|
|
10
|
Wells Fargo
San Francisco,
California
|
$618K
|
+$140K
|
+8,785
|
+30%
|
|
|
11
|
|
$605K
|
-$95.4K
|
-5,967
|
-14%
|
|
|
12
|
Capital Investment Advisors
Atlanta,
Georgia
|
$539K
|
+$495
|
+31
|
+0.1%
|
|
|
13
|
Nuveen
Charlotte,
North Carolina
|
$374K
|
–
|
–
|
–
|
|
|
14
|
Doliver Advisors
Houston,
Texas
|
$228K
|
+$226K
|
+14,144
|
New
|
|
|
15
|
Hollencrest Capital Management
Newport Beach,
California
|
$217K
|
–
|
–
|
–
|
|
|
16
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$212K
|
+$1.73K
|
+108
|
+0.8%
|
|
|
17
|
VanEck Associates
New York
|
$212K
|
+$44.1K
|
+2,761
|
+27%
|
|
|
18
|
Yellowstone Partners
Idaho Falls,
Idaho
|
$180K
|
–
|
–
|
–
|
|
|
19
|
Creative Planning
Overland Park,
Kansas
|
$136K
|
+$11.7K
|
+732
|
+9%
|
|
|
20
|
MSI Financial Services
Springfield,
Massachusetts
|
$38K
|
+$799
|
+50
|
+2%
|
|
|
21
|
Private Trust Company
Cleveland,
Ohio
|
$32K
|
–
|
–
|
–
|
|
|
22
|
Archford Capital Strategies
Swansea,
Illinois
|
$27K
|
–
|
–
|
–
|
|
|
23
|
American International Group
New York
|
$26.9K
|
-$311K
|
-19,433
|
-92%
|
|
|
24
|
SignatureFD
Atlanta,
Georgia
|
$20K
|
–
|
–
|
–
|
|
|
25
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$4K
|
+$1.2K
|
+75
|
+38%
|
|
