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Ballast Small/Mid Cap ETF
MGMT

Overview Fund Activity

37 hedge funds and large institutions have $108M invested in Ballast Small/Mid Cap ETF in 2025 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
37
Holders Change
-2
Holders Change %
-5.13%
% of All Funds
0.5%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
4
Increased
17
Reduced
12
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LIG
Lokken Investment Group
Delaware
+$1.93M
2
GS
GTS Securities
New York
+$834K
3
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$542K
4
PFA
Pure Financial Advisors
California
+$507K
5
Stifel Financial
Stifel Financial
Missouri
+$435K

Top Sellers

1
HighTower Advisors
HighTower Advisors
Illinois
-$1.25M
2
HWM
HB Wealth Management
Georgia
-$457K
3
FCCM
First City Capital Management
Georgia
-$411K
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$361K
5
SPIA
Steward Partners Investment Advisory
New York
-$307K
Name Holding Trade Value Shares
Change 		Shares
Change %
CPC
1
Consolidated Planning Corp
Georgia
$22.2M +$207K +5,375 +0.9%
HighTower Advisors
2
HighTower Advisors
Illinois
$17.2M -$1.25M -32,363 -7%
LIG
3
Lokken Investment Group
Delaware
$8.01M +$1.93M +49,987 +32%
Stifel Financial
4
Stifel Financial
Missouri
$7.36M +$435K +11,264 +6%
FCCM
5
First City Capital Management
Georgia
$5.47M -$411K -10,642 -7%
Rockefeller Capital Management
6
Rockefeller Capital Management
New York
$5.32M +$542K +14,052 +11%
WCG
7
Weaver Consulting Group
California
$4.95M +$410K +10,621 +9%
HW
8
Hedeker Wealth
Illinois
$4.78M -$174K -4,509 -4%
Raymond James Financial
9
Raymond James Financial
Florida
$3.76M -$247K -6,401 -6%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$3.4M +$204K +5,283 +6%
WA
11
Waverly Advisors
Alabama
$3.26M +$118K +3,046 +4%
TNB
12
Thomasville National Bank
Georgia
$2.96M -$60K -1,555 -2%
CIA
13
Cape Investment Advisory
Georgia
$2.9M +$463 +12 +0%
GS
14
GTS Securities
New York
$2.24M +$834K +21,606 +59%
USCWA
15
U.S. Capital Wealth Advisors
Texas
$2.06M -$39.4K -1,020 -2%
SPIA
16
Steward Partners Investment Advisory
New York
$1.8M -$307K -7,944 -15%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$1.42M -$361K -9,352 -20%
ATC
18
Argent Trust Co
Tennessee
$1.37M – – –
NFG
19
Nations Financial Group
Iowa
$1.32M – – –
BEI
20
Benjamin Edwards Inc
Missouri
$1.09M +$102K +2,648 +10%
SFI
21
SPC Financial Inc
Maryland
$820K +$197K +5,093 +32%
FAM
22
Frontier Asset Management
Wyoming
$647K -$59.6K -1,545 -8%
PFA
23
Pure Financial Advisors
California
$507K +$507K +13,124 New
HT
24
Heritage Trust
Oklahoma
$484K +$69.5K +1,801 +17%
PCIA
25
Prime Capital Investment Advisors
Kansas
$465K +$204K +5,274 +78%
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