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Ballast Small/Mid Cap ETF
MGMT

14 hedge funds and large institutions have $13.5M invested in Ballast Small/Mid Cap ETF in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 2 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 2

40% more funds holding

Funds holding: 10 → 14 (+4)

33% more capital invested

Capital invested by funds: $10.2M → $13.5M (+$3.3M)

2.63% more ownership

Funds ownership: 33.14% → 35.78% (+2.6%)

Holders
14
Holders Change
+4
Holders Change %
+40%
% of All Funds
0.25%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
7
Reduced
2
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
FCCM
First City Capital Management
Georgia
+$1.74M
2
SAM
Stringer Asset Management
Tennessee
+$811K
3
RPG
Resource Planning Group
Georgia
+$417K
4
Citadel Advisors
Citadel Advisors
Florida
+$291K
5
BFEC
Benjamin F. Edwards & Company
Missouri
+$214K

Top Sellers

Rank Fund Capital Flow
1
BS
Boenning & Scattergood
Pennsylvania
-$416K
2
HighTower Advisors
HighTower Advisors
Illinois
-$49.5K
Name Holding Trade Value Shares
Change 		Change in
Stake
HighTower Advisors
1
HighTower Advisors
Illinois
$4.72M -$49.5K -1,372 -1%
TI
2
Tidal Investments
Wisconsin
$3.06M +$107K +2,978 +4%
FCCM
3
First City Capital Management
Georgia
$1.73M +$1.74M +48,175 New
SAM
4
Stringer Asset Management
Tennessee
$806K +$811K +22,506 New
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$554K +$57.3K +1,588 +11%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$504K +$36.7K +1,017 +8%
BS
7
Boenning & Scattergood
Pennsylvania
$430K -$416K -11,550 -49%
RPG
8
Resource Planning Group
Georgia
$414K +$417K +11,568 New
HB
9
Homrich & Berg
Georgia
$384K – – –
BFEC
10
Benjamin F. Edwards & Company
Missouri
$317K +$214K +5,935 +204%
Citadel Advisors
11
Citadel Advisors
Florida
$289K +$291K +8,069 New
Osaic Holdings
12
Osaic Holdings
Arizona
$128K +$109K +3,035 +573%
Rockefeller Capital Management
13
Rockefeller Capital Management
New York
$91K +$55.7K +1,544 +153%
UBS Group
14
UBS Group
Switzerland
$23K +$16.6K +459 +268%

MGMT Hedge Fund Activity: Q3 2021 in Review

14 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in Ballast Small/Mid Cap ETF (MGMT) for Q3 2021, worth a combined $13.5M — up 33% from $10.2M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new MGMT positions and 0 closed out — a net gain of 4 holders — while 7 added to existing stakes and 2 trimmed.

The largest buyer was First City Capital Management, opening a new position worth an estimated $1.74M. The largest seller was Boenning & Scattergood, cutting an estimated $416K.

  • 14 institutional investors held Ballast Small/Mid Cap ETF (MGMT) as of Q3 2021, up from 10 in Q2 2021.
  • Funds reported $13.5M of Ballast Small/Mid Cap ETF stock for Q3 2021, up 33% quarter-over-quarter.
  • 4 funds opened new Ballast Small/Mid Cap ETF positions in Q3 2021 and 0 closed out, a net change of +4 holders.
  • The largest Ballast Small/Mid Cap ETF buyer in Q3 2021 was First City Capital Management, an estimated $1.74M added.
  • The largest Ballast Small/Mid Cap ETF seller in Q3 2021 was Boenning & Scattergood, an estimated $416K sold.

Based on aggregated 13F filings for Q3 2021.