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Ballast Small/Mid Cap ETF

29 hedge funds and large institutions have $77.9M invested in Ballast Small/Mid Cap ETF in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

700% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 1

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

75% more capital invested

Capital invested by funds: $44.6M → $77.9M (+$33.3M)

32% more funds holding

Funds holding: 2229 (+7)

14.63% more ownership

Funds ownership: 56.01%70.63% (+15%)

11% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 9

Holders
29
Holders Change
+7
Holders Change %
+31.82%
% of All Funds
0.46%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
8
Increased
10
Reduced
9
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CPC
1
Consolidated Planning Corp
Georgia
$13.2M +$13.5M +382,093 New
HighTower Advisors
2
HighTower Advisors
Illinois
$11.5M +$693K +19,601 +6%
Stifel Financial
3
Stifel Financial
Missouri
$7.98M +$2.21M +62,688 +37%
HW
4
Hedeker Wealth
Illinois
$6.61M +$6.78M +191,839 New
LIG
5
Lokken Investment Group
Delaware
$4.12M +$160K +4,523 +4%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$3.77M +$1.87M +52,983 +94%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$3.3M +$3.38M +95,690 New
RJA
8
Raymond James & Associates
Florida
$3.09M +$1.23M +34,866 +64%
Rockefeller Capital Management
9
Rockefeller Capital Management
New York
$2.87M +$21.9K +620 +0.8%
SPIA
10
Steward Partners Investment Advisory
New York
$2.56M +$415K +11,742 +19%
TNB
11
Thomasville National Bank
Georgia
$2.3M +$2.35M +66,608 New
RPG
12
Resource Planning Group
Georgia
$2.21M -$35.9K -1,016 -2%
Mercer Global Advisors
13
Mercer Global Advisors
Colorado
$2.18M +$2.24M +63,342 New
FCCM
14
First City Capital Management
Georgia
$2.13M +$67K +1,895 +3%
WCG
15
Weaver Consulting Group
California
$2M +$69.9K +1,978 +4%
CIA
16
Cape Investment Advisory
Georgia
$1.39M -$1.77K -50 -0.1%
USCWA
17
U.S. Capital Wealth Advisors
Texas
$1.16M +$1.19M +33,563 New
TI
18
Tidal Investments
Wisconsin
$1.06M -$724K -20,486 -40%
ATC
19
Argent Trust Co
Tennessee
$945K -$70.7K -2,000 -7%
FAM
20
Frontier Asset Management
Wyoming
$841K -$55K -1,556 -6%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$828K -$41.9K -1,187 -5%
NFG
22
Nations Financial Group
Iowa
$386K -$10.6K -300 -3%
HWM
23
HB Wealth Management
Georgia
$374K
SMA
24
Sage Mountain Advisors
Georgia
$355K
RJT
25
Raymond James Trust
Florida
$257K +$264K +7,462 New

MGMT Hedge Fund Activity: Q3 2023 in Review

29 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in Ballast Small/Mid Cap ETF (MGMT) for Q3 2023, worth a combined $77.9M — up 75% from $44.6M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new MGMT positions and 1 closed out — a net gain of 7 holders — while 10 added to existing stakes and 9 trimmed.

The largest buyer was Consolidated Planning Corp, opening a new position worth an estimated $13.5M. The largest seller was Tidal Investments, cutting an estimated $724K.

  • 29 institutional investors held Ballast Small/Mid Cap ETF (MGMT) as of Q3 2023, up from 22 in Q2 2023.
  • Funds reported $77.9M of Ballast Small/Mid Cap ETF stock for Q3 2023, up 75% quarter-over-quarter.
  • 8 funds opened new Ballast Small/Mid Cap ETF positions in Q3 2023 and 1 closed out, a net change of +7 holders.
  • The largest Ballast Small/Mid Cap ETF buyer in Q3 2023 was Consolidated Planning Corp, an estimated $13.5M added.
  • The largest Ballast Small/Mid Cap ETF seller in Q3 2023 was Tidal Investments, an estimated $724K sold.

Based on aggregated 13F filings for Q3 2023.