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Ballast Small/Mid Cap ETF
MGMT

Overview Fund Activity

29 hedge funds and large institutions have $77.9M invested in Ballast Small/Mid Cap ETF in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
29
Holders Change
+7
Holders Change %
+31.82%
% of All Funds
0.46%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
8
Increased
10
Reduced
9
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CPC
Consolidated Planning Corp
Georgia
+$13.2M
2
HW
Hedeker Wealth
Illinois
+$6.61M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$3.3M
4
TNB
Thomasville National Bank
Georgia
+$2.3M
5
Mercer Global Advisors
Mercer Global Advisors
Colorado
+$2.18M

Top Sellers

1
TI
Tidal Investments
Wisconsin
-$706K
2
BFEC
Benjamin F. Edwards & Company
Missouri
-$122K
3
ATC
Argent Trust Co
Tennessee
-$68.9K
4
FAM
Frontier Asset Management
Wyoming
-$53.6K
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$40.9K
Name Holding Trade Value Shares
Change 		Shares
Change %
CPC
1
Consolidated Planning Corp
Georgia
$13.2M +$13.2M +382,093 New
HighTower Advisors
2
HighTower Advisors
Illinois
$11.5M +$676K +19,601 +6%
Stifel Financial
3
Stifel Financial
Missouri
$7.98M +$2.16M +62,688 +37%
HW
4
Hedeker Wealth
Illinois
$6.61M +$6.61M +191,839 New
LIG
5
Lokken Investment Group
Delaware
$4.12M +$156K +4,523 +4%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$3.77M +$1.83M +52,983 +94%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$3.3M +$3.3M +95,690 New
RJA
8
Raymond James & Associates
Florida
$3.09M +$1.2M +34,866 +64%
Rockefeller Capital Management
9
Rockefeller Capital Management
New York
$2.87M +$21.4K +620 +0.8%
SPIA
10
Steward Partners Investment Advisory
New York
$2.56M +$405K +11,742 +19%
TNB
11
Thomasville National Bank
Georgia
$2.3M +$2.3M +66,608 New
RPG
12
Resource Planning Group
Georgia
$2.21M -$35K -1,016 -2%
Mercer Global Advisors
13
Mercer Global Advisors
Colorado
$2.18M +$2.18M +63,342 New
FCCM
14
First City Capital Management
Georgia
$2.13M +$65.3K +1,895 +3%
WCG
15
Weaver Consulting Group
California
$2M +$68.2K +1,978 +4%
CIA
16
Cape Investment Advisory
Georgia
$1.39M -$1.72K -50 -0.1%
USCWA
17
U.S. Capital Wealth Advisors
Texas
$1.16M +$1.16M +33,563 New
TI
18
Tidal Investments
Wisconsin
$1.06M -$706K -20,486 -40%
ATC
19
Argent Trust Co
Tennessee
$945K -$68.9K -2,000 -7%
FAM
20
Frontier Asset Management
Wyoming
$841K -$53.6K -1,556 -6%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$828K -$40.9K -1,187 -5%
NFG
22
Nations Financial Group
Iowa
$386K -$10.3K -300 -3%
HWM
23
HB Wealth Management
Georgia
$374K – – –
SMA
24
Sage Mountain Advisors
Georgia
$355K – – –
RJT
25
Raymond James Trust
Florida
$257K +$257K +7,462 New
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