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Ballast Small/Mid Cap ETF

22 hedge funds and large institutions have $37.5M invested in Ballast Small/Mid Cap ETF in 2023 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 11 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
22
Holders Change
Holders Change %
0%
% of All Funds
0.35%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
11
Reduced
7
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
HighTower Advisors
1
HighTower Advisors
Illinois
$10.4M +$917K +27,489 +10%
Rockefeller Capital Management
2
Rockefeller Capital Management
New York
$2.76M -$437K -13,099 -14%
Stifel Financial
3
Stifel Financial
Missouri
$2.7M +$389K +11,664 +17%
LIG
4
Lokken Investment Group
Delaware
$2.48M +$232K +6,944 +10%
TI
5
Tidal Investments
Wisconsin
$2.43M -$94.8K -2,841 -4%
FCCM
6
First City Capital Management
Georgia
$2M -$46.5K -1,427 -2%
RPG
7
Resource Planning Group
Georgia
$1.96M +$121K +3,619 +7%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$1.94M +$305K +9,135 +19%
RJA
9
Raymond James & Associates
Florida
$1.84M +$730K +21,872 +66%
WCG
10
Weaver Consulting Group
California
$1.71M +$792K +23,754 +86%
SPIA
11
Steward Partners Investment Advisory
New York
$1.6M +$250K +7,488 +19%
ATC
12
Argent Trust Co
Tennessee
$1.41M -$210K -6,309 -13%
CIA
13
Cape Investment Advisory
Georgia
$1.36M +$1.36M +40,871 New
FAM
14
Frontier Asset Management
Wyoming
$583K +$88.1K +2,642 +18%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$444K +$85.9K +2,571 +24%
NFG
16
Nations Financial Group
Iowa
$409K -$50K -1,500 -11%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$375K -$140K -4,200 -27%
HWM
18
HB Wealth Management
Georgia
$362K +$3.14K +94 +0.9%
SMA
19
Sage Mountain Advisors
Georgia
$343K
BFEC
20
Benjamin F. Edwards & Company
Missouri
$342K -$133K -3,990 -28%
Osaic Holdings
21
Osaic Holdings
Arizona
$26.7K
ASN
22
Advisory Services Network
Georgia
$3K +$3K +90 New
AFA
23
Arlington Financial Advisors
California
-$282K -8,869 Closed