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Lumen
LUMN

Overview Fund Activity

636 hedge funds and large institutions have $11.2B invested in Lumen in 2016 Q3 according to their latest regulatory filings, with 58 funds opening new positions, 256 increasing their positions, 208 reducing their positions, and 52 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
636
Holders Change
-7
Holders Change %
-1.09%
% of All Funds
17%
Holding in Top 10
4
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-55.56%
% of All Funds
0.11%
New
58
Increased
256
Reduced
208
Closed
52
Calls
$190M
Puts
$258M
Net Calls
-$68.5M
Net Calls Change
+$44.4M

Top Buyers

1
Ameriprise
1
Ameriprise
Minnesota
$258M
2
Bank of America
2
Bank of America
North Carolina
$769M
3
AQR Capital Management
3
AQR Capital Management
Connecticut
$114M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$1.07B
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$47.7M

Top Sellers

1
JIM
1
Jupiter Investment Management
United Kingdom
$708K
2
NI
2
Numeric Investors
Massachusetts
$28.4M
3
American Century Companies
3
American Century Companies
Missouri
$109M
4
TGI
4
Tradewinds Global Investors
California
$1.19M
5
Capital Research Global Investors
5
Capital Research Global Investors
California
$929M
Name Holding Trade Value Shares
Change 		Shares
Change %
PMFA
526
Plante Moran Financial Advisors
Michigan
$49K +$13K +477 +36%
FFC
527
First Financial Corp
Indiana
$46K -$22K -810 -32%
WAM
528
Wealthspire Advisors (Maryland)
Maryland
$44K -$4.39K -159 -9%
ClearBridge Investments
529
ClearBridge Investments
New York
$42K -$1.9K -70 -4%
BAM
530
Brave Asset Management
New Jersey
$41K – – –
SAMC
531
Shinko Asset Management Company
Japan
$39K – – –
GAM
532
Gemmer Asset Management
California
$39K +$2.18K +79 +6%
CII
533
Capital International Inc
California
$38K – – –
MCM
534
Manchester Capital Management
Vermont
$34K – – –
TCM
535
Tradewinds Capital Management
Washington
$30K – – –
WP
536
WealthPLAN Partners
Nebraska
$29.2K -$41.5K -1,532 -59%
NSIM
537
North Star Investment Management
Illinois
$29K – – –
WT
538
Whittier Trust
California
$28K – – –
PCM
539
Prelude Capital Management
New York
$27K -$72.8K -2,697 -73%
MSFP
540
Mark Sheptoff Financial Planning
Connecticut
$27K – – –
AIMCA
541
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$25K -$361K -13,000 -94%
MUS
542
Mitsubishi UFJ Securities
Japan
$24K +$19.1K +700 +389%
GI
543
Gradient Investments
Minnesota
$23K – – –
GWA
544
Guidant Wealth Advisors
Illinois
$23K +$23K +832 New
CB
545
Community Bank
New York
$22K -$27 -1 -0.1%
CF
546
CenterStar Fund
Illinois
$22K – – –
IWC
547
Integrated Wealth Counsel
California
$22K +$22K +788 New
AF
548
Allworth Financial
California
$21K -$245 -9 -1%
VIA
549
Vantage Investment Advisors
Pennsylvania
$20K +$1.05K +38 +6%
IWM
550
Integrated Wealth Management
California
$19K -$15.1K -559 -44%
20 21
22
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