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Lumen
LUMN

Overview Fund Activity

603 hedge funds and large institutions have $15.7B invested in Lumen in 2013 Q3 according to their latest regulatory filings, with 64 funds opening new positions, 207 increasing their positions, 251 reducing their positions, and 60 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
603
Holders Change
-3
Holders Change %
-0.5%
% of All Funds
19.56%
Holding in Top 10
4
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-50%
% of All Funds
0.13%
New
64
Increased
207
Reduced
251
Closed
60
Calls
$229M
Puts
$177M
Net Calls
+$52.3M
Net Calls Change
-$17.2M

Top Buyers

1
Lazard Asset Management
Lazard Asset Management
New York
$161M
2
NIMC
NWQ Investment Management Company
California
$212M
3
EAM
Edge Asset Management
Washington
$91.2M
4
APG Asset Management
APG Asset Management
Netherlands
$180M
5
Fidelity Investments
Fidelity Investments
Massachusetts
$281M

Top Sellers

1
Franklin Resources
Franklin Resources
California
$6.38M
2
WRF
Waddell & Reed Financial
Kansas
$0
3
Morgan Stanley
Morgan Stanley
New York
$239M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$7.15M
5
HSBC Holdings
HSBC Holdings
United Kingdom
$16.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
CI
401
Conning Inc
Connecticut
$546K +$6.91K +220 +1%
MWAC
402
Mariner Wealth Advisors (Cincinnati)
Ohio
$545K -$656K -20,882 -55%
MBT
403
Monroe Bank & Trust
Michigan
$537K +$72.7K +2,320 +16%
EOJOAM
404
E. Ohman J:or Asset Management
Sweden
$533K – – –
PC
405
Pomelo Capital
New York
$533K – – –
Toronto Dominion Bank
406
Toronto Dominion Bank
Ontario, Canada
$515K -$286K -9,120 -36%
MMG
407
Monetary Management Group
Missouri
$515K -$31.4K -1,000 -6%
IB
408
Intrust Bank
Kansas
$504K -$30.3K -965 -6%
BFA
409
Bragg Financial Advisors
North Carolina
$503K +$4.55K +145 +0.9%
MSU
410
Maple Securities USA
New Jersey
$497K +$497K +15,833 New
DL
411
Delta Lloyd
Netherlands
$495K – – –
PAM
412
PartnerRe Asset Management
Connecticut
$480K -$71K -2,265 -13%
AB
413
Amalgamated Bank
New York
$478K -$11.3K -360 -2%
FBNAT
414
FirstMerit Bank N.A. Trustee
Ohio
$464K -$7.85K -250 -2%
NPC
415
National Planning Corporation
California
$462K +$60.8K +1,919 +15%
BC
416
Barnett & Company
Tennessee
$448K -$47.1K -1,500 -10%
WTIM
417
Wilmington Trust Investment Management
Delaware
$447K +$7.02K +224 +2%
FNB
418
First Niagara Bank
New York
$445K -$3.73K -119 -0.8%
AIA
419
Arrow Investment Advisors
Maryland
$443K -$13.8K -441 -3%
RIL
420
Rothschild Investment LLC
Illinois
$442K +$7.35K +234 +2%
Thrivent Financial for Lutherans
421
Thrivent Financial for Lutherans
Minnesota
$440K -$219K -6,994 -33%
FAAS
422
First Allied Advisory Services
California
$440K -$16.9K -543 -4%
HW
423
Hancock Whitney
Mississippi
$437K -$9.39M -298,849 -96%
DTL
424
Dynamic Technology Lab
Singapore
$436K +$436K +13,880 New
CIBC World Market
425
CIBC World Market
Ontario, Canada
$433K -$115K -3,663 -21%
15 16
17
18 19