Maple Securities USA’s Lumen LUMN Stock Holding History

Maple Securities USA’s Portfolio LUMN Stock Details LUMN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-40,242	Closed	-$1.18M	–	122
2015 Q2	$1.18M	Buy	40,242 +20,285	+102%	+$691K	0.11%	62
2015 Q1	$690K	Buy	+19,957	New	+$745K	0.06%	79
2014 Q4	–	Sell	-7,801	Closed	-$319K	–	212
2014 Q3	$319K	Buy	+7,801	New	+$307K	0.04%	174
2014 Q1	–	Sell	-8,082	Closed	-$257K	–	282
2013 Q4	$257K	Sell	8,082 -7,751	-49%	-$248K	0.02%	294
2013 Q3	$497K	Buy	+15,833	New	+$539K	0.04%	235

Other funds holding LUMN

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

EIP

Epoch Investment Partners New York $16.5B AUM 24.3% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Maple Securities USA's LUMN Position: Q3 2015 in Review

Maple Securities USA sold out of Lumen (LUMN) in Q3 2015, closing a stake of 40,242 shares — an estimated $1.18M sold.

Maple Securities USA first reported a position in LUMN in Q3 2013 and held it in 5 quarters. The position peaked at $1.18M in Q2 2015. 602 funds tracked by Wall St. Rank hold LUMN as of Q3 2015.

Maple Securities USA reported no remaining Lumen position as of Q3 2015 after selling out during the quarter.
Maple Securities USA sold 40,242 Lumen shares in Q3 2015, an estimated $1.18M.
Maple Securities USA first reported a position in Lumen in Q3 2013 and held it in 5 quarters.
Maple Securities USA's Lumen position peaked at $1.18M in Q2 2015.
602 funds tracked by Wall St. Rank held Lumen as of Q3 2015.

Based on Maple Securities USA's 13F filing for Q3 2015, filed 3 Nov 2015.