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Lumen
LUMN

Overview Fund Activity

603 hedge funds and large institutions have $15.7B invested in Lumen in 2013 Q3 according to their latest regulatory filings, with 64 funds opening new positions, 207 increasing their positions, 251 reducing their positions, and 60 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
603
Holders Change
-3
Holders Change %
-0.5%
% of All Funds
19.56%
Holding in Top 10
4
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-50%
% of All Funds
0.13%
New
64
Increased
207
Reduced
251
Closed
60
Calls
$229M
Puts
$177M
Net Calls
+$52.3M
Net Calls Change
-$17.2M

Top Buyers

1
Lazard Asset Management
Lazard Asset Management
New York
$161M
2
NIMC
NWQ Investment Management Company
California
$212M
3
EAM
Edge Asset Management
Washington
$91.2M
4
APG Asset Management
APG Asset Management
Netherlands
$180M
5
Fidelity Investments
Fidelity Investments
Massachusetts
$281M

Top Sellers

1
Franklin Resources
Franklin Resources
California
$6.38M
2
WRF
Waddell & Reed Financial
Kansas
$0
3
Morgan Stanley
Morgan Stanley
New York
$239M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$7.15M
5
HSBC Holdings
HSBC Holdings
United Kingdom
$16.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
JWBC
351
J.W. Burns & Co
New York
$892K +$48.1K +1,533 +6%
PNC
352
Park National Corp
Ohio
$858K -$451K -14,377 -34%
BPBT
353
Boston Private Bank & Trust
Massachusetts
$853K -$388K -12,352 -31%
OWD
354
Osborn Williams & Donohoe
Ohio
$852K -$22.3K -710 -3%
CCM
355
Catawba Capital Management
Virginia
$834K -$24.6K -784 -3%
HAM
356
Highstreet Asset Management
Ontario, Canada
$820K – – –
CG
357
Clinton Group
New York
$814K +$814K +25,956 New
FMT
358
First Mercantile Trust
Tennessee
$810K +$289K +9,193 +55%
ICOA
359
Investment Centers of America
North Dakota
$806K +$108K +3,415 +15%
MM
360
Midas Management
New York
$785K – – –
HHC
361
Hutchin Hill Capital
New York
$778K +$778K +24,800 New
RBA
362
Richard Bernstein Advisors
New York
$770K – – –
BFEC
363
Benjamin F. Edwards & Company
Missouri
$753K +$98.9K +3,150 +15%
NCMG
364
NCM Capital Management Group
North Carolina
$751K -$57.1K -1,820 -7%
Cambridge Investment Research Advisors
365
Cambridge Investment Research Advisors
Iowa
$751K +$96.7K +3,082 +15%
RJFSA
366
Raymond James Financial Services Advisors
Florida
$734K -$3.1M -98,613 -81%
VAM
367
Visium Asset Management
New York
$726K +$726K +23,147 New
DDPIC
368
Deroy & Devereaux Private Investment Counsel
Michigan
$724K -$50.4K -1,605 -7%
NC
369
Northpointe Capital
Michigan
$720K +$374K +11,930 +108%
VAM
370
Visionary Asset Management
Texas
$718K +$718K +21,378 New
AQR Capital Management
371
AQR Capital Management
Connecticut
$715K -$1.25M -39,800 -64%
MA
372
Marshwinds Advisory
Georgia
$706K +$28.2K +900 +4%
SIM
373
Sentry Investment Management
Wisconsin
$703K +$47.1K +1,500 +7%
BP
374
Banyan Partners
Florida
$698K +$698K +22,225 New
BRWA
375
B. Riley Wealth Advisors
Florida
$694K +$19.4K +619 +3%
13 14
15
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