Northpointe Capital’s Lumen LUMN Stock Holding History

Northpointe Capital’s Portfolio LUMN Stock Details LUMN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-85,038	Closed	-$2.33M	–	197
2016 Q3	$2.33M	Buy	85,038 +3,676	+5%	+$107K	0.24%	143
2016 Q2	$2.36M	Sell	81,362 -8,285	-9%	-$241K	0.28%	128
2016 Q1	$2.87M	Buy	+89,647	New	+$2.51M	0.36%	114
2015 Q2	–	Sell	-90,944	Closed	-$3.14M	–	216
2015 Q1	$3.14M	Buy	90,944 +21,703	+31%	+$810K	0.34%	94
2014 Q4	$2.74M	Buy	+69,241	New	+$2.77M	0.33%	98
2014 Q1	–	Sell	-22,410	Closed	-$713K	–	250
2013 Q4	$713K	Sell	22,410 -530	-2%	-$16.9K	0.06%	224
2013 Q3	$720K	Buy	22,940 +11,930	+108%	+$406K	0.08%	204
2013 Q2	$389K	Buy	+11,010	New	+$400K	0.04%	204

Other funds holding LUMN

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

AIG

American International Group New York $2.93M AUM 12.08% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Northpointe Capital's LUMN Position: Q4 2016 in Review

Northpointe Capital sold out of Lumen (LUMN) in Q4 2016, closing a stake of 85,038 shares — an estimated $2.33M sold.

Northpointe Capital first reported a position in LUMN in Q2 2013 and held it in 8 quarters. The position peaked at $3.14M in Q1 2015. 664 funds tracked by Wall St. Rank hold LUMN as of Q4 2016.

Northpointe Capital reported no remaining Lumen position as of Q4 2016 after selling out during the quarter.
Northpointe Capital sold 85,038 Lumen shares in Q4 2016, an estimated $2.33M.
Northpointe Capital first reported a position in Lumen in Q2 2013 and held it in 8 quarters.
Northpointe Capital's Lumen position peaked at $3.14M in Q1 2015.
664 funds tracked by Wall St. Rank held Lumen as of Q4 2016.

Based on Northpointe Capital's 13F filing for Q4 2016, filed 25 Jan 2017.