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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

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Name Holding Trade Value Shares
Change 		Change in
Stake
SSA
351
Schonfeld Strategic Advisors
New York
– -$667K -19,200 Closed
PSUF
352
People's United Financial
Connecticut
– -$650K -18,709 Closed
PAM
353
PVG Asset Management
Colorado
– -$621K -17,900 Closed
RA
354
Rational Advisors
New York
– -$622K -17,900 Closed
MAM
355
Martingale Asset Management
Massachusetts
– -$544K -15,651 Closed
B
356
Barings
North Carolina
– -$504K -14,500 Closed
TG
357
TCW Group
California
– -$409K -11,783 Closed
Susquehanna International Group
358
Susquehanna International Group
Pennsylvania
– -$374K -11,582 Closed
SO
359
STRS Ohio
Ohio
– -$390K -11,258 Closed
LPL Financial
360
LPL Financial
California
– -$383K -11,042 Closed
SRC
361
Shufro Rose & Co
New York
– -$365K -10,500 Closed
OC
362
Oppenheimer & Co
New York
– -$320K -9,217 Closed
JCM
363
Janney Capital Management
Pennsylvania
– -$301K -8,669 Closed
GIA
364
Granite Investment Advisors
New Hampshire
– -$269K -7,750 Closed
FAAS
365
First Allied Advisory Services
California
– -$265K -7,637 Closed
Acadian Asset Management
366
Acadian Asset Management
Massachusetts
– -$265K -7,631 Closed
PP
367
Paloma Partners
Connecticut
– -$258K -7,450 Closed
FC
368
Fairpointe Capital
Illinois
– -$254K -7,300 Closed
PTC
369
Petrus Trust Company
Texas
– -$237K -6,822 Closed
BCM
370
Bayesian Capital Management
New York
– -$233K -6,700 Closed
Nomura Holdings
371
Nomura Holdings
Japan
– -$231K -6,651 Closed
NSAM
372
North Star Asset Management
Wisconsin
– -$222K -6,378 Closed
SRAM
373
Stone Ridge Asset Management
New York
– -$218K -6,286 Closed
DBIA
374
Dumont & Blake Investment Advisors
New Jersey
– -$213K -6,140 Closed
SCM
375
Shelton Capital Management
Colorado
– -$210K -6,044 Closed
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