|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$22.5M
|
+$863K
|
+114,974
|
+4%
|
|
|
2
|
1607 Capital Partners
Richmond,
Virginia
|
$5.62M
|
-$301K
|
-40,108
|
-5%
|
|
|
3
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$531K
|
+$27.2K
|
+3,622
|
+5%
|
|
|
4
|
|
$521K
|
+$216K
|
+28,733
|
+70%
|
|
|
5
|
ProVise Management Group
Clearwater,
Florida
|
$299K
|
–
|
–
|
–
|
|
|
6
|
NWAM LLC
Mercer Island,
Washington
|
$176K
|
+$82.9K
|
+11,050
|
+88%
|
|
|
7
|
Shaker Financial Services
Arlington,
Virginia
|
$160K
|
+$160K
|
+21,300
|
New
|
|
|
8
|
Relative Value Partners Group
|
$151K
|
-$8.41K
|
-1,121
|
-5%
|
|
|
9
|
Wells Fargo
San Francisco,
California
|
$136K
|
+$76.7K
|
+10,222
|
+130%
|
|
|
10
|
Saba Capital Management
New York
|
$130K
|
–
|
–
|
–
|
|
|
11
|
Citadel Advisors
Miami,
Florida
|
$104K
|
+$104K
|
+13,820
|
New
|
|
|
12
|
Ameriprise
Minneapolis,
Minnesota
|
$98K
|
+$510
|
+68
|
+0.5%
|
|
|
13
|
Bank of America
Charlotte,
North Carolina
|
$83K
|
+$7.13K
|
+951
|
+9%
|
|
|
14
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$79K
|
-$10.8K
|
-1,436
|
-12%
|
|
|
15
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
$38K
|
+$3.75K
|
+500
|
+11%
|
|
|
16
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$22K
|
–
|
–
|
–
|
|
|
17
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$15K
|
+$2.25K
|
+300
|
+17%
|
|
|
18
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$9K
|
+$9.38K
|
+1,250
|
New
|
|
|
19
|
UBS Group
Zurich,
Switzerland
|
$5K
|
+$2.74K
|
+365
|
+146%
|
|
|
20
|
LPL Financial
San Diego,
California
|
–
|
-$615K
|
-83,078
|
Closed
|
|
|
21
|
Sterneck Capital Management
Kansas City,
Missouri
|
–
|
-$174K
|
-23,536
|
Closed
|
|
|
22
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$38K
|
-5,250
|
Closed
|
|
