|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$11.9M
|
+$139K
|
+18,026
|
+1%
|
|
|
2
|
1607 Capital Partners
Richmond,
Virginia
|
$3.09M
|
+$184K
|
+23,974
|
+6%
|
|
|
3
|
Relative Value Partners
Northbrook,
Illinois
|
$903K
|
-$64.5K
|
-8,387
|
-7%
|
|
|
4
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$868K
|
-$375K
|
-48,723
|
-30%
|
|
|
5
|
Sterneck Capital Management
Kansas City,
Missouri
|
$638K
|
-$20.7K
|
-2,690
|
-3%
|
|
|
6
|
Saba Capital Management
New York
|
$405K
|
-$143K
|
-18,653
|
-26%
|
|
|
7
|
ProVise Management Group
Clearwater,
Florida
|
$389K
|
-$14.6K
|
-1,900
|
-4%
|
|
|
8
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$387K
|
-$242K
|
-31,485
|
-38%
|
|
|
9
|
Wells Fargo
San Francisco,
California
|
$333K
|
-$3.5K
|
-455
|
-1%
|
|
|
10
|
Doliver Advisors
Houston,
Texas
|
$289K
|
-$48.9K
|
-6,355
|
-14%
|
|
|
11
|
Arlington Capital Management
Arlington Heights,
Illinois
|
$188K
|
+$191K
|
+24,788
|
New
|
|
|
12
|
Independence Trust
Franklin,
Tennessee
|
$159K
|
-$17.5K
|
-2,272
|
-10%
|
|
|
13
|
|
$111K
|
-$3.08K
|
-400
|
-3%
|
|
|
14
|
NWAM LLC
Mercer Island,
Washington
|
$92K
|
+$238
|
+31
|
+0.3%
|
|
|
15
|
Landscape Capital Management
Englewood,
New Jersey
|
$88K
|
+$89K
|
+11,578
|
New
|
|
|
16
|
Bank of America
Charlotte,
North Carolina
|
$86K
|
-$7.27K
|
-945
|
-8%
|
|
|
17
|
UBS Group
Zurich,
Switzerland
|
$29K
|
-$16.2K
|
-2,108
|
-35%
|
|
|
18
|
Wolverine Asset Management
Chicago,
Illinois
|
$20K
|
+$20.8K
|
+2,710
|
New
|
|
|
19
|
Westport Resources Management
Westport,
Connecticut
|
$19K
|
–
|
–
|
–
|
|
|
20
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$13K
|
–
|
–
|
–
|
|
|
21
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$13K
|
+$13K
|
+1,688
|
New
|
|
|
22
|
MSI Financial Services
Springfield,
Massachusetts
|
$5K
|
–
|
–
|
–
|
|
|
23
|
Next Financial Group
Houston,
Texas
|
$4K
|
–
|
–
|
–
|
|
|
24
|
Tower Research Capital (TRC)
New York
|
$3K
|
-$9.34K
|
-1,214
|
-76%
|
|
|
25
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$15K
|
-1,900
|
Closed
|
|
