|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$18.7M
|
+$2.12M
|
+288,941
|
+13%
|
|
|
2
|
1607 Capital Partners
Richmond,
Virginia
|
$5.94M
|
-$413K
|
-56,329
|
-7%
|
|
|
3
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$624K
|
-$122K
|
-16,644
|
-17%
|
|
|
4
|
Sterneck Capital Management
Kansas City,
Missouri
|
$480K
|
-$116K
|
-15,866
|
-20%
|
|
|
5
|
ProVise Management Group
Clearwater,
Florida
|
$360K
|
-$5.86K
|
-800
|
-2%
|
|
|
6
|
Relative Value Partners Group
|
$329K
|
-$349K
|
-47,601
|
-52%
|
|
|
7
|
Saba Capital Management
New York
|
$129K
|
–
|
–
|
–
|
|
|
8
|
Ameriprise
Minneapolis,
Minnesota
|
$125K
|
+$123K
|
+16,750
|
New
|
|
|
9
|
Wells Fargo
San Francisco,
California
|
$111K
|
-$38.7K
|
-5,286
|
-26%
|
|
|
10
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$94K
|
+$7.58K
|
+1,034
|
+9%
|
|
|
11
|
NWAM LLC
Mercer Island,
Washington
|
$93K
|
+$388
|
+53
|
+0.4%
|
|
|
12
|
|
$88K
|
+$3.68K
|
+502
|
+4%
|
|
|
13
|
Bank of America
Charlotte,
North Carolina
|
$80K
|
+$7.33K
|
+1,000
|
+10%
|
|
|
14
|
Integrated Wealth Management (Palm Desert)
Palm Desert,
California
|
$37K
|
–
|
–
|
–
|
|
|
15
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$13K
|
–
|
–
|
–
|
|
|
16
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$10K
|
–
|
–
|
–
|
|
|
17
|
Krilogy Financial
St. Louis,
Missouri
|
$7K
|
–
|
–
|
–
|
|
|
18
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$4K
|
–
|
–
|
–
|
|
|
19
|
LPL Financial
San Diego,
California
|
–
|
-$126K
|
-17,473
|
Closed
|
|
|
20
|
Landscape Capital Management
Englewood,
New Jersey
|
–
|
-$119K
|
-16,530
|
Closed
|
|
|
21
|
American International Group
New York
|
–
|
-$19K
|
-2,700
|
Closed
|
|
|
22
|
|
–
|
-$5K
|
-727
|
Closed
|
|
|
23
|
Tower Research Capital (TRC)
New York
|
–
|
-$1K
|
-200
|
Closed
|
|
|
24
|
UBS Group
Zurich,
Switzerland
|
–
|
+$132
|
+18
|
New
|
|
