|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$11.9M
|
+$1.03M
|
+134,579
|
+10%
|
|
|
2
|
1607 Capital Partners
Richmond,
Virginia
|
$2.94M
|
+$951K
|
+124,853
|
+48%
|
|
|
3
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$1.25M
|
-$261K
|
-34,290
|
-17%
|
|
|
4
|
Relative Value Partners
Northbrook,
Illinois
|
$979K
|
+$300K
|
+39,414
|
+45%
|
|
|
5
|
Sterneck Capital Management
Kansas City,
Missouri
|
$667K
|
+$6.3K
|
+827
|
+1%
|
|
|
6
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$633K
|
-$208K
|
-27,245
|
-25%
|
|
|
7
|
Saba Capital Management
New York
|
$555K
|
–
|
–
|
–
|
|
|
8
|
ProVise Management Group
Clearwater,
Florida
|
$409K
|
-$15.2K
|
-2,000
|
-4%
|
|
|
9
|
Doliver Advisors
Houston,
Texas
|
$341K
|
-$268K
|
-35,123
|
-44%
|
|
|
10
|
Wells Fargo
San Francisco,
California
|
$341K
|
+$16.8K
|
+2,205
|
+5%
|
|
|
11
|
Independence Trust
Franklin,
Tennessee
|
$178K
|
+$177K
|
+23,266
|
New
|
|
|
12
|
|
$116K
|
-$111K
|
-14,512
|
-49%
|
|
|
13
|
Bank of America
Charlotte,
North Carolina
|
$95K
|
+$7.03K
|
+923
|
+8%
|
|
|
14
|
NWAM LLC
Mercer Island,
Washington
|
$93K
|
+$92K
|
+12,077
|
New
|
|
|
15
|
UBS Group
Zurich,
Switzerland
|
$46K
|
+$46K
|
+6,038
|
New
|
|
|
16
|
Westport Resources Management
Westport,
Connecticut
|
$19K
|
–
|
–
|
–
|
|
|
17
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$15K
|
-$3.05K
|
-400
|
-17%
|
|
|
18
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$13K
|
-$6.1K
|
-800
|
-32%
|
|
|
19
|
Tower Research Capital (TRC)
New York
|
$12K
|
+$12.2K
|
+1,600
|
New
|
|
|
20
|
|
$8K
|
–
|
–
|
–
|
|
|
21
|
Creative Planning
Overland Park,
Kansas
|
$8K
|
+$7.62K
|
+1,000
|
New
|
|
|
22
|
MSI Financial Services
Springfield,
Massachusetts
|
$5K
|
–
|
–
|
–
|
|
|
23
|
Next Financial Group
Houston,
Texas
|
$5K
|
–
|
–
|
–
|
|
|
24
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$292K
|
-38,756
|
Closed
|
|
|
25
|
Landscape Capital Management
Englewood,
New Jersey
|
–
|
-$195K
|
-25,809
|
Closed
|
|
