ISD

PGIM High Yield Bond Fund
ISD

Overview Fund Activity

66 hedge funds and large institutions have $173M invested in PGIM High Yield Bond Fund in 2019 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 27 increasing their positions, 20 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
-7
Holders Change %
-9.59%
% of All Funds
1.45%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
27
Reduced
20
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$5.83M
2
CIA
2
Capital Investment Advisors
Georgia
$4.52M
3
SIA
3
Sit Investment Associates
Minnesota
$5.63M
4
Baird Financial Group
4
Baird Financial Group
Wisconsin
$3.3M
5
PPA
5
Parametric Portfolio Associates
Washington
$18.8M

Top Sellers

1
BPCM
1
Beach Point Capital Management
California
$0
2
SCM
2
Saba Capital Management
New York
$12.7M
3
Wells Fargo
3
Wells Fargo
California
$8.73M
4
COLIM
4
City of London Investment Management
United Kingdom
$0
5
UBS Group
5
UBS Group
Switzerland
$23.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
OIA
51
Optimum Investment Advisors
Illinois
$120K +$15K +1,000 +14%
FIA
52
FNY Investment Advisers
New York
$95K +$53.6K +3,600 +129%
LC
53
Lindbrook Capital
California
$90K – – –
NSIM
54
North Star Investment Management
Illinois
$90K +$90K +6,000 New
QCIG
55
Quad-Cities Investment Group
Iowa
$51K +$1.03K +69 +2%
CIAS
56
Capital Investment Advisory Services
North Carolina
$45K – – –
First Manhattan
57
First Manhattan
New York
$36K – – –
Rockefeller Capital Management
58
Rockefeller Capital Management
New York
$28K -$54.5K -3,627 -66%
PNC Financial Services Group
59
PNC Financial Services Group
Pennsylvania
$22K – – –
BFEC
60
Benjamin F. Edwards & Company
Missouri
$20K – – –
PAM
61
Panagora Asset Management
Massachusetts
$20K +$20K +1,356 New
RCM
62
Rivernorth Capital Management
Florida
$18.3K -$3.79K -253,682 -17%
ASN
63
Advisory Services Network
Georgia
$16K – – –
GWM
64
Geneos Wealth Management
Colorado
$3K +$3K +250 New
Carson Wealth (CWM LLC)
65
Carson Wealth (CWM LLC)
Nebraska
$1K – – –
SFS
66
Sowell Financial Services
Arkansas
$1K +$1K +90 New
BPCM
67
Beach Point Capital Management
California
– -$10.4M -710,525 Closed
COLIM
68
City of London Investment Management
United Kingdom
– -$2.8M -191,563 Closed
6M
69
6 Meridian
Kansas
– -$782K -53,473 Closed
EVC
70
Eidelman Virant Capital
Missouri
– -$191K -34,813 Closed
PAS
71
Park Avenue Securities
New York
– -$395K -27,021 Closed
Envestnet Asset Management
72
Envestnet Asset Management
Illinois
– -$298K -20,364 Closed
Millennium Management
73
Millennium Management
New York
– -$227K -15,500 Closed
MAFM
74
Mid Atlantic Financial Management
Pennsylvania
– -$219K -15,000 Closed
SFS
75
Shaker Financial Services
Virginia
– -$165K -11,276 Closed
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