ISD

PGIM High Yield Bond Fund
ISD

Overview Fund Activity

69 hedge funds and large institutions have $132M invested in PGIM High Yield Bond Fund in 2017 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 23 increasing their positions, 25 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
69
Holders Change
+8
Holders Change %
+13.11%
% of All Funds
1.57%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
18
Increased
23
Reduced
25
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$10.5M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$7.37M
3
PPA
3
Parametric Portfolio Associates
Washington
$4.43M
4
1CP
4
1607 Capital Partners
Virginia
$2.16M
5
SIA
5
Sit Investment Associates
Minnesota
$2.88M

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$913K
2
Morgan Stanley
2
Morgan Stanley
New York
$14.9M
3
Wells Fargo
3
Wells Fargo
California
$5.79M
4
Bessemer Group
4
Bessemer Group
New Jersey
$5.79M
5
GC
5
Guggenheim Capital
Illinois
$2.22M
Name Holding Trade Value Shares
Change 		Shares
Change %
First Trust Advisors
51
First Trust Advisors
Illinois
$260K -$20.2K -1,367 -7%
OIA
52
Optimum Investment Advisors
Illinois
$224K +$35.9K +2,437 +19%
TSS
53
Two Sigma Securities
New York
$219K +$219K +14,794 New
TJHA
54
Thomas J. Herzfeld Advisors
Florida
$199K +$199K +13,497 New
AWA
55
Arete Wealth Advisors
Illinois
$188K -$161K -10,851 -46%
Fiera Capital (Canada)
56
Fiera Capital (Canada)
Quebec, Canada
$186K -$1.2K -81 -0.6%
Bank of New York Mellon
57
Bank of New York Mellon
New York
$182K +$182K +12,336 New
SWM
58
SeaCrest Wealth Management
New York
$135K +$135K +9,154 New
NSIM
59
North Star Investment Management
Illinois
$89K +$89K +6,000 New
PFGIA
60
Patriot Financial Group Insurance Agency
Massachusetts
$83K +$15K +1,000 +22%
Envestnet Asset Management
61
Envestnet Asset Management
Illinois
$82K +$64K +4,321 +354%
PNC Financial Services Group
62
PNC Financial Services Group
Pennsylvania
$45K +$490 +33 +1%
IA
63
IFP Advisors
Florida
$32K -$80.2K -5,376 -71%
MOS
64
MGO One Seven
Ohio
$31K +$31K +2,084 New
SWP
65
Stratos Wealth Partners
Ohio
$23K +$23K +1,575 New
CA
66
Calton & Associates
Florida
$20K +$20K +1,367 New
SEI Investments
67
SEI Investments
Pennsylvania
$15K +$15K +1,000 New
AFNAS
68
American Financial Network Advisory Services
California
$10K – – –
GTAM
69
Global Trust Asset Management
Florida
$4K +$4K +300 New
Kovitz Investment Group Partners
70
Kovitz Investment Group Partners
Illinois
$450 -$55 -3,705 -11%
ACM
71
Arlington Capital Management
Illinois
– -$1.02M -67,075 Closed
AMH
72
Apollo Management Holdings
New York
– -$1.02M -66,806 Closed
SI
73
SII Investments
Wisconsin
– -$889K -58,400 Closed
VF
74
Virtu Financial
New York
– -$271K -17,773 Closed
SMG
75
Spectrum Management Group
Indiana
– -$237K -15,500 Closed
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