ISD

PGIM High Yield Bond Fund
ISD

Overview Fund Activity

49 hedge funds and large institutions have $140M invested in PGIM High Yield Bond Fund in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
+2
Holders Change %
+4.26%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
19
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Laurion Capital Management
New York
$3.6M
2
Bessemer Group
2
Bessemer Group
New Jersey
$13.9M
3
UBS Group
3
UBS Group
Switzerland
$17.5M
4
Wells Fargo
4
Wells Fargo
California
$17.6M
5
SFS
5
Shaker Financial Services
Virginia
$2.75M

Top Sellers

1
HCM
1
Hilton Capital Management
New York
$13.7M
2
AAM
2
Advisors Asset Management
Colorado
$3.95M
3
GC
3
Guggenheim Capital
Illinois
$4.95M
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$0
5
Bank of America
5
Bank of America
North Carolina
$2.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
Kovitz Investment Group Partners
26
Kovitz Investment Group Partners
Illinois
$529K – – –
Citigroup
27
Citigroup
New York
$427K +$427K +27,611 New
AWA
28
Arete Wealth Advisors
Illinois
$416K +$13.9K +896 +3%
PFS
29
Prospera Financial Services
Texas
$354K +$2.4K +155 +0.7%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$352K -$50.4K -3,253 -13%
RCM
31
Robinson Capital Management
Michigan
$346K – – –
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$327K -$12.2K -787 -4%
CP
33
Camelot Portfolios
Ohio
$310K – – –
DS
34
DRW Securities
Illinois
$265K +$81.8K +5,277 +45%
PAG
35
Private Advisor Group
New Jersey
$255K +$70.1K +4,500 +38%
BTS
36
BB&T Securities
Virginia
$244K – – –
IA
37
IFP Advisors
Florida
$115K -$38.9K -2,500 -25%
MFS
38
MSI Financial Services
Massachusetts
$65K +$10.2K +661 +19%
AG
39
Advisor Group
Arizona
$53K +$34K +2,201 +179%
GI
40
Gradient Investments
Minnesota
$31K +$31K +2,000 New
RBC
41
Roble Belko & Company
Pennsylvania
$24K – – –
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$23K – – –
BKA
43
Brick & Kyle Associates
Pennsylvania
$18K – – –
Envestnet Asset Management
44
Envestnet Asset Management
Illinois
$17K – – –
PFGIA
45
Patriot Financial Group Insurance Agency
Massachusetts
$17K +$17K +1,100 New
SIA
46
SeaBridge Investment Advisors
New Jersey
$10K – – –
NFG
47
Next Financial Group
Texas
$9K -$30K -2,000 -77%
PCM
48
Penserra Capital Management
California
$8K +$882 +59 +12%
SPIA
49
Steward Partners Investment Advisory
New York
$7K +$7K +500 New
Creative Planning
50
Creative Planning
Kansas
$4K – – –
1
2
3