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iShares Convertible Bond ETF

165 hedge funds and large institutions have $874M invested in iShares Convertible Bond ETF in 2021 Q1 according to their latest regulatory filings, with 39 funds opening new positions, 68 increasing their positions, 40 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

105% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 19

70% more repeat investments, than reductions

Existing positions increased: 68 | Existing positions reduced: 40

16% more capital invested

Capital invested by funds: $755M → $874M (+$119M)

13% more funds holding

Funds holding: 146165 (+19)

1.61% less ownership

Funds ownership: 54.99%53.37% (-1.6%)

50% less funds holding in top 10

Funds holding in top 10: 84 (-4)

71% less call options, than puts

Call options by funds: $2.76M | Put options by funds: $9.42M

Holders
165
Holders Change
+19
Holders Change %
+13.01%
% of All Funds
2.9%
Holding in Top 10
4
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-50%
% of All Funds
0.07%
New
39
Increased
68
Reduced
40
Closed
19
Calls
$2.76M
Puts
$9.42M
Net Calls
-$6.66M
Net Calls Change
-$7.32M
Name Holding Trade Value Shares
Change
Change in
Stake
LGA
101
Lebenthal Global Advisors
New York
$453K +$473K +4,615 New
OMC
102
Old Mission Capital
Illinois
$440K +$459K +4,475 New
QCIG
103
Quad-Cities Investment Group
Iowa
$427K +$73.5K +717 +20%
FFN
104
Focus Financial Network
Minnesota
$405K +$423K +4,125 New
AAS
105
Avantax Advisory Services
Texas
$405K
TF
106
Trek Financial
Arizona
$400K +$141K +1,376 +51%
RI
107
Ridgewood Investments
New Jersey
$392K +$409K +3,988 New
Northwestern Mutual Wealth Management
108
Northwestern Mutual Wealth Management
Wisconsin
$381K +$384K +3,743 +2,814%
AAM
109
Advisors Asset Management
Colorado
$368K +$157K +1,528 +69%
IA
110
Insight Advisors
Pennsylvania
$364K +$307 +3 +0.1%
CWM
111
Capital Wealth Management
Rhode Island
$340K +$61.3K +598 +21%
Creative Planning
112
Creative Planning
Kansas
$331K -$758K -7,399 -69%
FRA
113
Front Row Advisors
California
$304K
SBL
114
Sargent Bickham Lagudis
Colorado
$290K +$20.4K +199 +7%
KAS
115
Kestra Advisory Services
Texas
$286K -$561K -5,479 -65%
WFM
116
Wolff Financial Management
Michigan
$266K +$277K +2,705 New
CG
117
Colony Group
Massachusetts
$256K -$125K -1,222 -32%
CW
118
CreativeOne Wealth
Kansas
$251K -$11.2K -109 -4%
5L
119
55I LLC
Massachusetts
$248K +$259K +2,523 New
SI
120
Stephens Inc
Arkansas
$237K +$12.6K +123 +5%
APW
121
Aurora Private Wealth
New Jersey
$236K +$246K +2,404 New
AF
122
Advisornet Financial
Minnesota
$231K +$102 +1 +0%
ML
123
McAdam LLC
Pennsylvania
$226K
FIA
124
Foundations Investment Advisors
Arizona
$225K -$13.8K -135 -6%
Cetera Investment Advisers
125
Cetera Investment Advisers
Illinois
$224K +$233K +2,276 New

ICVT Hedge Fund Activity: Q1 2021 in Review

165 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in iShares Convertible Bond ETF (ICVT) for Q1 2021, worth a combined $874M — up 16% from $755M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new ICVT positions and 19 closed out — a net gain of 20 holders — while 68 added to existing stakes and 40 trimmed.

The largest buyer was Citigroup, adding an estimated $102M. The largest seller was FormulaFolio Investments, exiting entirely with an estimated $117M sold.

  • 165 institutional investors held iShares Convertible Bond ETF (ICVT) as of Q1 2021, up from 146 in Q4 2020.
  • Funds reported $874M of iShares Convertible Bond ETF stock for Q1 2021, up 16% quarter-over-quarter.
  • 39 funds opened new iShares Convertible Bond ETF positions in Q1 2021 and 19 closed out, a net change of +20 holders.
  • The largest iShares Convertible Bond ETF buyer in Q1 2021 was Citigroup, an estimated $102M added.
  • The largest iShares Convertible Bond ETF seller in Q1 2021 was FormulaFolio Investments, an estimated $117M sold.

Based on aggregated 13F filings for Q1 2021.