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iShares US Broker-Dealers & Securities Exchanges ETF

Name Holding Trade Value Shares
Change
Change in
Stake
PFS
101
Prospera Financial Services
Texas
$17K +$17.8K +169 New
S
102
SignatureFD
Georgia
$13K +$105 +1 +0.8%
TWC
103
TD Waterhouse Canada
Ontario, Canada
$9.99K – – –
COCM
104
Charter Oak Capital Management
New Hampshire
$9K -$1.26K -12 -12%
CCM
105
Covington Capital Management
California
$8K -$1.48K -14 -15%
William Blair & Company
106
William Blair & Company
Illinois
$4K +$3.9K +37 New
KFS
107
Kelly Financial Services
Massachusetts
$3.85K +$105 +1 +3%
PFGIA
108
Patriot Financial Group Insurance Agency
Massachusetts
$3K +$3.16K +30 New
MCC
109
Money Concepts Capital
Florida
$2K +$1.69K +16 New
AWM
110
Affinity Wealth Management
Delaware
– -$22.3M -211,591 Closed
BBA
111
Braun-Bostich & Associates
Pennsylvania
– -$22.3M -211,591 Closed
PS
112
Portfolio Strategies
New York
– -$16.1M -146,416 Closed
EF
113
Empowered Funds
Pennsylvania
– -$14.6M -132,375 Closed
RWA
114
Redhawk Wealth Advisors
Minnesota
– -$6.34M -57,576 Closed
RAM
115
Riggs Asset Management
Pennsylvania
– -$3.85M -34,941 Closed
SG Americas Securities
116
SG Americas Securities
New York
– -$2.73M -24,800 Closed
OC
117
Oppenheimer & Co
New York
– -$1.6M -14,555 Closed
CAG
118
Csenge Advisory Group
Florida
– -$1.48M -14,445 Closed
BCM
119
Barometer Capital Management
Ontario, Canada
– -$1.32M -12,000 Closed
WB
120
WesBanco Bank
West Virginia
– -$1.14M -10,329 Closed
QAM
121
Q3 Asset Management
Michigan
– -$900K -8,171 Closed
WP
122
WealthSource Partners
California
– -$731K -6,630 Closed
NA
123
NewEdge Advisors
Louisiana
– -$334K -3,029 Closed
Cetera Investment Advisers
124
Cetera Investment Advisers
Illinois
– -$268K -2,429 Closed
WANY
125
Wealthspire Advisors (New York)
New York
– -$255K -2,310 Closed