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PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund

176 hedge funds and large institutions have $2.38B invested in PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund in 2014 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 64 increasing their positions, 73 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

5.64% less ownership

Funds ownership: 62.77%57.13% (-5.6%)

6% less funds holding

Funds holding: 188176 (-12)

12% less repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 73

28% less capital invested

Capital invested by funds: $3.31B → $2.38B (-$934M)

35% less funds holding in top 10

Funds holding in top 10: 2013 (-7)

37% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 30

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1.43M

Holders
176
Holders Change
-12
Holders Change %
-6.38%
% of All Funds
5.11%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.38%
New
19
Increased
64
Reduced
73
Closed
30
Calls
Puts
$1.43M
Net Calls
-$1.43M
Net Calls Change
-$1.43M
Name Holding Trade Value Shares
Change
Change in
Stake
RC
76
Roundview Capital
New Jersey
$1.47M -$20K -190 -1%
FAAS
77
First Allied Advisory Services
California
$1.46M +$167K +1,582 +13%
WB
78
Webster Bank
Connecticut
$1.45M +$1.07M +10,131 +262%
BEC
79
Blue Edge Capital
Virginia
$1.41M +$5.27K +50 +0.4%
CAN
80
Cetera Advisor Networks
California
$1.41M -$141K -1,337 -9%
AI
81
Atria Investments
North Carolina
$1.4M -$212K -2,011 -13%
Deutsche Bank
82
Deutsche Bank
Germany
$1.32M +$949K +9,000 +237%
Janney Montgomery Scott
83
Janney Montgomery Scott
Pennsylvania
$1.32M -$525K -4,982 -28%
Kayne Anderson Rudnick Investment Management
84
Kayne Anderson Rudnick Investment Management
California
$1.31M
SIA
85
SeaBridge Investment Advisors
New Jersey
$1.21M +$23.2K +220 +2%
NES
86
New England Securities
New York
$1.2M -$149K -1,414 -11%
CFSG
87
Community Financial Services Group
Vermont
$1.11M -$96.6K -916 -8%
JWM
88
Jacobus Wealth Management
Wisconsin
$1.07M +$9.6K +91 +0.9%
BFEC
89
Benjamin F. Edwards & Company
Missouri
$1.05M +$25K +237 +2%
NPC
90
National Planning Corporation
California
$1.01M -$113K -1,073 -10%
YMRC
91
Yorktown Management & Research Company
Virginia
$933K +$105K +1,000 +13%
BHB
92
Bank Hapoalim BM
Israel
$916K -$96K -910 -9%
VFS
93
VSR Financial Services
Kansas
$896K -$115K -1,087 -11%
MBT
94
Montecito Bank & Trust
California
$880K -$985K -9,341 -52%
WC
95
Whitnell & Co
Illinois
$851K -$127K -1,200 -13%
AIM
96
Astor Investment Management
Illinois
$809K +$17.1K +162 +2%
FHA
97
First Horizon Advisors
Tennessee
$777K +$47.9K +454 +6%
AWA
98
Arete Wealth Advisors
Illinois
$768K -$566K -5,368 -42%
B
99
Bellecapital
Switzerland
$763K -$84.4K -800 -10%
TWM
100
Torch Wealth Management
Ohio
$759K -$13.2K -125 -2%

HYS Hedge Fund Activity: Q3 2014 in Review

176 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund (HYS) for Q3 2014, worth a combined $2.38B — down 28% from $3.31B a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of HYS and 19 opened new positions — a net loss of 11 holders — while 73 trimmed existing stakes and 64 added.

The largest buyer was PNC Financial Services Group, adding an estimated $24.9M. The largest seller was Windhaven Investment Management, cutting an estimated $591M.

  • 176 institutional investors held PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund (HYS) as of Q3 2014, down from 188 in Q2 2014.
  • Funds reported $2.38B of PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund stock for Q3 2014, down 28% quarter-over-quarter.
  • 19 funds opened new PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund positions in Q3 2014 and 30 closed out, a net change of -11 holders.
  • The largest PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund buyer in Q3 2014 was PNC Financial Services Group, an estimated $24.9M added.
  • The largest PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund seller in Q3 2014 was Windhaven Investment Management, an estimated $591M sold.

Based on aggregated 13F filings for Q3 2014.