Curian Capital’s PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund HYS Stock Holding History

Curian Capital’s Portfolio HYS Stock Details HYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-36,898	Closed	-$3.38M	–	181
2015 Q4	$3.38M	Sell	36,898 -126,766	-77%	-$12M	0.25%	86
2015 Q3	$15.5M	Sell	163,664 -853,158	-84%	-$83.7M	0.41%	44
2015 Q2	$102M	Buy	1,016,822 +438,005	+76%	+$44.5M	1.71%	9
2015 Q1	$58.8M	Buy	578,817 +37,470	+7%	+$3.8M	0.98%	17
2014 Q4	$54.6M	Sell	541,347 -344,627	-39%	-$35.6M	0.92%	22
2014 Q3	$91.8M	Sell	885,974 -546,097	-38%	-$57.6M	1.62%	9
2014 Q2	$153M	Buy	1,432,071 +454,447	+46%	+$48.6M	2.69%	5
2014 Q1	$104M	Buy	977,624 +233,326	+31%	+$24.9M	1.85%	7
2013 Q4	$79.2M	Buy	744,298 +29,543	+4%	+$3.13M	1.4%	12
2013 Q3	$75M	Sell	714,755 -65,721	-8%	-$6.87M	1.34%	14
2013 Q2	$80.1M	Buy	+780,476	New	+$81.8M	1.45%	14

Other funds holding HYS

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

WIM

Windhaven Investment Management Boston, Massachusetts $7.79B AUM 7.81% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return

HIM

Hanlon Investment Management Egg Harbor Township, New Jersey $181M AUM 27.95% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Curian Capital's HYS Position: Q1 2016 in Review

Curian Capital sold out of PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund (HYS) in Q1 2016, closing a stake of 36,898 shares — an estimated $3.38M sold.

Curian Capital first reported a position in HYS in Q2 2013 and held it in 11 quarters. The position peaked at $153M in Q2 2014. 163 funds tracked by Wall St. Rank hold HYS as of Q1 2016.

Curian Capital reported no remaining PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund position as of Q1 2016 after selling out during the quarter.
Curian Capital sold 36,898 PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund shares in Q1 2016, an estimated $3.38M.
Curian Capital first reported a position in PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund in Q2 2013 and held it in 11 quarters.
Curian Capital's PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund position peaked at $153M in Q2 2014.
163 funds tracked by Wall St. Rank held PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund as of Q1 2016.

Based on Curian Capital's 13F filing for Q1 2016.