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PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund

176 hedge funds and large institutions have $2.38B invested in PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund in 2014 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 64 increasing their positions, 73 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

5.64% less ownership

Funds ownership: 62.77%57.13% (-5.6%)

6% less funds holding

Funds holding: 188176 (-12)

12% less repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 73

28% less capital invested

Capital invested by funds: $3.31B → $2.38B (-$934M)

35% less funds holding in top 10

Funds holding in top 10: 2013 (-7)

37% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 30

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1.43M

Holders
176
Holders Change
-12
Holders Change %
-6.38%
% of All Funds
5.11%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.38%
New
19
Increased
64
Reduced
73
Closed
30
Calls
Puts
$1.43M
Net Calls
-$1.43M
Net Calls Change
-$1.43M
Name Holding Trade Value Shares
Change
Change in
Stake
FA
26
FDx Advisors
Illinois
$17M +$162K +1,532 +0.9%
MPWT
27
MassMutual Private Wealth & Trust
Connecticut
$16.8M +$1.59M +15,115 +10%
CA
28
Capital Advantage
California
$14.9M +$569K +5,397 +4%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$14.7M -$17.1M -162,039 -53%
PA
30
Pinnacle Associates
New York
$12.1M +$1.62M +15,389 +15%
RJA
31
Raymond James & Associates
Florida
$11.4M -$2.5M -23,661 -18%
EC
32
Estate Counselors
Wisconsin
$10.8M +$519K +4,920 +5%
MAA
33
Managed Account Advisors
New Jersey
$10.8M +$10.4M +98,588 +1,915%
Ohio Public Employees Retirement System (OPERS)
34
Ohio Public Employees Retirement System (OPERS)
Ohio
$10.3M -$7.3M -69,189 -41%
JP Morgan Chase
35
JP Morgan Chase
New York
$10.1M -$12.1M -115,067 -54%
ECM
36
ETrade Capital Management
Virginia
$10.1M +$1.22M +11,549 +13%
UCFA
37
United Capital Financial Advisors
Texas
$9.64M -$1.24M -11,762 -11%
CHA
38
Cedar Hill Associates
Illinois
$9.12M -$277K -2,630 -3%
TCM
39
TD Capital Management
Tennessee
$9.04M +$9.19M +87,178 New
Goldman Sachs
40
Goldman Sachs
New York
$8.65M +$6.76M +64,085 +330%
BlackRock
41
BlackRock
New York
$8.48M
PI
42
Placemark Investments
Illinois
$7.89M -$1.53M -14,497 -16%
EWM
43
Empirical Wealth Management
Washington
$7.12M -$9.91K -94 -0.1%
HNB
44
Huntington National Bank
Ohio
$7.08M
CASB
45
Cape Ann Savings Bank
Massachusetts
$6.92M +$121K +1,144 +2%
LG
46
Leuthold Group
Minnesota
$6.68M -$527 -5 -0%
SC
47
SouthState Corp
Florida
$6.62M +$4.09M +38,756 +154%
3AM
48
3D Asset Management
Connecticut
$6.03M -$2.01M -19,017 -25%
CS
49
Credit Suisse
Switzerland
$5.93M -$136K -1,291 -2%
LYV
50
Live Your Vision
Pennsylvania
$5.62M -$2.29M -21,731 -29%

HYS Hedge Fund Activity: Q3 2014 in Review

176 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund (HYS) for Q3 2014, worth a combined $2.38B — down 28% from $3.31B a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of HYS and 19 opened new positions — a net loss of 11 holders — while 73 trimmed existing stakes and 64 added.

The largest buyer was PNC Financial Services Group, adding an estimated $24.9M. The largest seller was Windhaven Investment Management, cutting an estimated $591M.

  • 176 institutional investors held PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund (HYS) as of Q3 2014, down from 188 in Q2 2014.
  • Funds reported $2.38B of PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund stock for Q3 2014, down 28% quarter-over-quarter.
  • 19 funds opened new PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund positions in Q3 2014 and 30 closed out, a net change of -11 holders.
  • The largest PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund buyer in Q3 2014 was PNC Financial Services Group, an estimated $24.9M added.
  • The largest PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund seller in Q3 2014 was Windhaven Investment Management, an estimated $591M sold.

Based on aggregated 13F filings for Q3 2014.