Capital Advantage’s PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund HYS Stock Holding History

Capital Advantage’s Portfolio HYS Stock Details HYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-157,533	Closed	-$14.9M	–	79
2015 Q3	$14.9M	Buy	157,533 +1,640	+1%	+$161K	5.81%	7
2015 Q2	$15.6M	Buy	155,893 +8,310	+6%	+$845K	6.07%	7
2015 Q1	$15M	Buy	147,583 +2,495	+2%	+$253K	6.15%	7
2014 Q4	$14.6M	Buy	145,088 +1,503	+1%	+$155K	6.03%	7
2014 Q3	$14.9M	Buy	143,585 +5,397	+4%	+$569K	7.76%	6
2014 Q2	$14.8M	Buy	138,188 +2,430	+2%	+$260K	8.15%	5
2014 Q1	$14.5M	Buy	135,758 +1,455	+1%	+$155K	10.08%	4
2013 Q4	$14.3M	Buy	+134,303	New	+$14.2M	9.6%	4

Other funds holding HYS

Allianz Asset Management Munich, Germany $112B AUM 36.28% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

WIM

Windhaven Investment Management Boston, Massachusetts $7.79B AUM 7.81% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Capital Advantage's HYS Position: Q4 2015 in Review

Capital Advantage sold out of PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund (HYS) in Q4 2015, closing a stake of 157,533 shares — an estimated $14.9M sold.

Capital Advantage first reported a position in HYS in Q4 2013 and held it in 8 quarters. The position peaked at $15.6M in Q2 2015. 166 funds tracked by Wall St. Rank hold HYS as of Q4 2015.

Capital Advantage reported no remaining PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund position as of Q4 2015 after selling out during the quarter.
Capital Advantage sold 157,533 PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund shares in Q4 2015, an estimated $14.9M.
Capital Advantage first reported a position in PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund in Q4 2013 and held it in 8 quarters.
Capital Advantage's PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund position peaked at $15.6M in Q2 2015.
166 funds tracked by Wall St. Rank held PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund as of Q4 2015.

Based on Capital Advantage's 13F filing for Q4 2015, filed 26 Feb 2016.